Method and device for decoding video, and method and device for encoding video

ABSTRACT

A video decoding method includes obtaining an initial value of a context model for a syntax element, determining, based on the initial value, slope size information, slope sign information, offset size information, and offset sign information of the context model, determining an initial probability of the context model based on the slope size information, the slope sign information, the offset size information, the offset sign information, and a quantization parameter, obtaining at least one bin of a symbol indicating the syntax element by performing context adaptive binary arithmetic coding (CABAC) decoding based on the initial probability of the context model, and reconstructing a video based on the at least one bin.

CROSS-REFERENCE TO RELATED APPLICATION(S)

This application is a bypass continuation of PCT International Application No. PCT/KR2020/003541 filed on Mar. 13, 2020, which is based on and claims priority under 35 U.S.C. § 119 to U.S. Provisional Application No. 62/818,854 filed on Mar. 15, 2019, in the U.S. Patent and Trademark Office, the disclosures of which are incorporated by reference herein in their entirety.

BACKGROUND 1. Field

The disclosure relates to a video decoding method and a video decoding apparatus. More particularly, the disclosure relates to an image encoding method and apparatus and an image decoding method and apparatus which involve obtaining an initial value of a context model for a syntax element, determining, based on the initial value, slope size information, slope sign information, offset size information, and offset sign information of the context model, determining an initial probability of the context model based on the slope size information, the slope sign information, the offset size information, the offset sign information, and a quantization parameter, obtaining at least one bin of a symbol indicating the syntax element by performing context adaptive binary arithmetic coding (CABAC) decoding based on the initial probability of the context model, and reconstructing a video based on the at least one bin.

2. Description of Related Art

Image data is encoded by a codec according to a predetermined data compression standard, for example, a moving picture expert group (MPEG) standard, and then is stored in the form of a bitstream in a recording medium or is transmitted via a communication channel.

With the development and supply of hardware capable of reproducing and storing high-resolution or high-definition image content, there is an increasing demand for a codec for effectively encoding or decoding the high-resolution or high-definition image content. Encoded image content may be reproduced by being decoded. Recently, methods for effectively compressing such high-resolution or high-definition image content have been implemented. For example, the methods are proposed to effectively implement an image compression technology through a process of splitting an image to be encoded by a random method or rendering data.

As one of techniques for rendering data, it is general that, a slope and an offset of a linear equation used to initialize a probability of a context model for context adaptive binary arithmetic coding (CABAC) encoding or decoding are each allocated 4 bits, and the probability is determined by mapping according to a lookup table.

SUMMARY

According to an aspect of the disclosure, a video decoding method includes obtaining an initial value of a context model for a syntax element, determining, based on the initial value, slope size information, slope sign information, offset size information, and offset sign information of the context model, determining an initial probability of the context model based on the slope size information, the slope sign information, the offset size information, the offset sign information, and a quantization parameter, obtaining at least one bin of a symbol indicating the syntax element by performing context adaptive binary arithmetic coding (CABAC) decoding based on the initial probability of the context model, and reconstructing a video based on the at least one bin.

The slope size information may be expressed as 3 bits, the slope sign information may be expressed as 1 bit, the offset size information may be expressed as 5 bits, and the offset sign information is expressed as 1 bit.

The obtaining of the at least one bin of the symbol indicating the syntax element by performing the CABAC decoding may include updating a probability of the context model, based on the initial probability of the context model.

The reconstructing of the video based on the at least one bin may include performing inverse binarization on the at least one bin, and reconstructing the video based on the syntax element obtained as a result of the inverse binarization.

The initial value may be obtained when a current coding unit comprising the syntax element is a first coding unit of a tile comprising the current coding unit.

The initial value may be obtained based on a type of the syntax element and a slice type.

According to an aspect of the disclosure, a video encoding method includes generating a symbol indicating a syntax element by encoding a video, obtaining an initial value of a context model for at least one bin of the symbol, determining, based on the initial value, slope size information, slope sign information, offset size information, and offset sign information of the context model, determining an initial probability of the context model, based on the slope size information, the slope sign information, the offset size information, the offset sign information, and a quantization parameter, performing context adaptive binary arithmetic coding (CABAC) encoding, based on the initial probability of the context model, and generating a bitstream comprising a bit string with respect to the syntax element, based on a result of the CABAC encoding.

The slope size information may be expressed as 3 bits, the slope sign information may be expressed as 1 bit, the offset size information may be expressed as 5 bits, and the offset sign information may be expressed as 1 bit.

The performing of the CABAC encoding, based on the initial probability of the context model, may include updating a probability of the context model, based on the initial probability of the context model.

The generating of the symbol indicating the syntax element by encoding the video may include performing binarization on the syntax element, and as a result of the binarization, generating the symbol indicating the syntax element.

The initial value may be obtained when a current coding unit comprising the syntax element is a first coding unit of a tile comprising the current coding unit.

According to an aspect of the disclosure, a video decoding apparatus includes a memory storing instructions, and at least one processor configured to execute the instructions to obtain, from a bitstream, an initial value of a context model for a syntax element, determine, based on the initial value, slope size information, slope sign information, offset size information, and offset sign information of the context model, determine an initial probability of the context model, based on the slope size information, the slope sign information, the offset size information, the offset sign information, and a quantization parameter, obtain at least one bin of a symbol indicating the syntax element by performing context adaptive binary arithmetic coding (CABAC) decoding based on the initial probability of the context model; and reconstruct a video based on the at least one bin.

The slope size information may be expressed as 3 bits, the slope sign information may be expressed as 1 bit, the offset size information may be expressed as 5 bits, and the offset sign information may be expressed as 1 bit.

The at least one processor may be further configured to update a probability of the context model based on the initial probability of the context model.

The at least one processor may be further configured to perform inverse binarization on the at least one bin and reconstruct the video based on the syntax element obtained as a result of the inverse binarization.

The initial value may be obtained when a current coding unit comprising the syntax element is a first coding unit of a tile comprising the current coding unit.

The initial value may be obtained based on a type of the syntax element and a slice type.

According to an aspect of the disclosure, a non-transitory computer-readable recording medium has recorded thereon a program for implementing, on a computer, a video decoding method including obtaining an initial value of a context model for a syntax element, determining, based on the initial value, slope size information, slope sign information, offset size information, and offset sign information of the context model, determining an initial probability of the context model based on the slope size information, the slope sign information, the offset size information, the offset sign information, and a quantization parameter, obtaining at least one bin of a symbol indicating the syntax element by performing context adaptive binary arithmetic coding (CABAC) decoding based on the initial probability of the context model, and reconstructing a video based on the at least one bin.

BRIEF DESCRIPTION OF THE DRAWINGS

The above and other aspects, features, and advantages of certain embodiments of the disclosure will be more apparent from the following description taken in conjunction with the accompanying drawings, in which;

FIG. 1 illustrates a schematic block diagram of an image decoding apparatus according to an embodiment;

FIG. 2 illustrates a flowchart of an image decoding method according to an embodiment;

FIG. 3 illustrates a process, performed by an image decoding apparatus, of determining at least one coding unit by splitting a current coding unit, according to an embodiment;

FIG. 4 illustrates a process, performed by an image decoding apparatus, of determining at least one coding unit by splitting a non-square coding unit, according to an embodiment;

FIG. 5 illustrates a process, performed by an image decoding apparatus, of splitting a coding unit based on at least one of block shape information and split shape mode information, according to an embodiment;

FIG. 6 illustrates a method, performed by an image decoding apparatus, of determining a predetermined coding unit from among an odd number of coding units, according to an embodiment;

FIG. 7 illustrates an order of processing a plurality of coding units when an image decoding apparatus determines the plurality of coding units by splitting a current coding unit, according to an embodiment;

FIG. 8 illustrates a process, performed by an image decoding apparatus, of determining that a current coding unit is to be split into an odd number of coding units, when the coding units are not processable in a predetermined order, according to an embodiment;

FIG. 9 illustrates a process, performed by an image decoding apparatus, of determining at least one coding unit by splitting a first coding unit, according to an embodiment;

FIG. 10 illustrates that a shape into which a second coding unit is splittable is restricted when the second coding unit having a non-square shape, which is determined when an image decoding apparatus splits a first coding unit, satisfies a predetermined condition, according to an embodiment;

FIG. 11 illustrates a process, performed by an image decoding apparatus, of splitting a square coding unit when split shape mode information indicates that the square coding unit is to not be split into four square coding units, according to an embodiment;

FIG. 12 illustrates that a processing order between a plurality of coding units may be changed depending on a process of splitting a coding unit, according to an embodiment;

FIG. 13 illustrates a process of determining a depth of a coding unit as a shape and size of the coding unit change, when the coding unit is recursively split such that a plurality of coding units are determined, according to an embodiment;

FIG. 14 illustrates depths that are determinable based on shapes and sizes of coding units, and part indexes (PIDs) that are for distinguishing the coding units, according to an embodiment.

FIG. 15 illustrates that a plurality of coding units are determined based on a plurality of predetermined data units included in a picture, according to an embodiment;

FIG. 16 illustrates a processing block serving as a unit for determining a determination order of reference coding units included in a picture, according to an embodiment;

FIG. 17 is a block diagram of a video encoding apparatus according to an embodiment;

FIG. 18 is a flowchart illustrating a video encoding method according to an embodiment;

FIG. 19 illustrates a block diagram of the video decoding apparatus according to an embodiment;

FIG. 20 illustrates a flowchart of the video decoding method according to an embodiment;

FIG. 21 is a diagram for describing an appropriate probability model according to a probability distribution of a particular bin;

FIG. 22A is a diagram for describing an example of bits allocated to a slope and an offset of a linear equation to determine an initial probability of a context model, and FIG. 22B is a diagram for describing another example of bits allocated to a slope and an offset of a linear equation to determine an initial probability of a context model;

FIG. 23 is a diagram for describing an example of a procedure of determining a slope and an offset of a linear equation to determine an initial probability of a context model;

FIG. 24 is a diagram for describing another example of a procedure of determining a slope and an offset of a linear equation to determine an initial probability of a context model;

FIG. 25 is a diagram for describing an example of a procedure of determining an initial probability of a context model according to a slope and an offset of a linear equation to determine an initial probability of a context model, and a quantization parameter;

FIG. 26 is a diagram for describing another example of a procedure of determining a slope and an offset of a linear equation to determine an initial probability of a context model.

DETAILED DESCRIPTION

Advantages and features of embodiments and methods of accomplishing the same may be understood more readily by reference to the embodiments and the accompanying drawings. In this regard, the disclosure may have different forms and should not be construed as being limited to the embodiments set forth herein. Rather, these embodiments are provided so that this disclosure will be thorough and complete and will fully convey the concept of the disclosure to one of ordinary skill in the art.

The terms used in the specification will be briefly defined, and the embodiments will be described in detail.

All terms including descriptive or technical terms which are used in the specification should be construed as having meanings that are obvious to one of ordinary skill in the art. However, the terms may have different meanings according to the intention of one of ordinary skill in the art, precedent cases, or the appearance of new technologies. Also, some terms may be arbitrarily selected by the applicant, and in this case, the meaning of the selected terms will be described in detail in the detailed description of the disclosure. Therefore, the terms used in the disclosure should not be interpreted based on only their names but have to be defined based on the meaning of the terms together with the descriptions throughout the specification.

In the following specification, the singular forms include plural forms unless the context clearly indicates otherwise.

When a part “includes” or “comprises” an element, unless there is a particular description contrary thereto, the part may further include other elements, not excluding the other elements.

In the following description, terms such as “unit” indicate a software or hardware component and the “unit” performs certain functions. However, the “unit” is not limited to software or hardware. The “unit” may be formed so as to be in an addressable storage medium, or may be formed so as to operate one or more processors. Thus, for example, the term “unit” may refer to components such as software components, object-oriented software components, class components, and task components, and may include processes, functions, attributes, procedures, subroutines, segments of program code, drivers, firmware, micro codes, circuits, data, a database, data structures, tables, arrays, and variables. A function provided by the components and “units” may be associated with a smaller number of components and “units”, or may be divided into additional components and “units”.

According to an embodiment of the disclosure, the “unit” may include a processor and a memory. The term “processor” should be interpreted broadly to include a general purpose processor, a central processing unit (CPU), a microprocessor, a digital signal processor (DSP), a controller, a microcontroller, a state machine, and the like. In some environments, the “processor” may refer to an application specific semiconductor (ASIC), a programmable logic device (PLD), a field programmable gate array (FPGA), or the like. The term “processor” may refer to a combination of processing devices such as, for example, a combination of a DSP and a microprocessor, a combination of a plurality of microprocessors, a combination of one or more microprocessors in conjunction with a DSP core, or a combination of any other such configurations.

The term “memory” should be interpreted broadly to include any electronic component capable of storing electronic information. The term “memory” may refer to various types of processor-readable media, such as a random access memory (RAM), a read-only memory (ROM), a non-volatile random access memory (NVRAM), a programmable read-only memory (PROM), an erase-programmable read-only memory (EPROM), an electrically erasable PROM (EEPROM), a flash memory, a magnetic or optical data storage device, registers, and the like. When the processor can read information from a memory and/or write information to the memory, the memory is said to be in an electronic communication state with the processor. The memory integrated in the processor is in an electronic communication state with the processor.

Hereinafter, an “image” may be a static image such as a still image of a video or may be a dynamic image such as a moving image, that is, the video itself.

Hereinafter, a “sample” denotes data assigned to a sampling position of an image, i.e., data to be processed. For example, pixel values of an image in a spatial domain and transform coefficients on a transform domain may be samples. A unit including at least one such sample may be defined as a block.

Also, in the present specification, a “current block” may denote a block of a largest coding unit, a coding unit, a prediction unit, or a transform unit of a current image to be encoded or decoded.

Hereinafter, the disclosure will now be described more fully with reference to the accompanying drawings for one of ordinary skill in the art to be able to perform the embodiments without any difficulty. In addition, portions irrelevant to the description will be omitted in the drawings for a clear description of the disclosure.

Hereinafter, an image encoding apparatus, an image decoding apparatus, an image encoding method, and an image decoding method, according to an embodiment, will be described with reference to FIGS. 1 to 16 . With reference to FIGS. 3 to 16 , a method of determining a data unit of an image according to an embodiment will be described, and with reference to FIGS. 17 to 26 , a video encoding/decoding method according to an embodiment will be described. The decoding method includes obtaining an initial value of a predetermined context model for a syntax element, determining, based on the initial value, slope size information, slope sign information, offset size information, and offset sign information of the context model, determining an initial probability of the context model based on the slope size information, the slope sign information, the offset size information, the offset sign information, and a quantization parameter, obtaining at least one bin of a symbol indicating the syntax element by performing context adaptive binary arithmetic coding (CABAC) decoding based on the initial probability of the context model, and reconstructing a video based on the at least one bin.

Hereinafter, a method and apparatus for adaptively selecting a context model, based on various shapes of coding units, according to an embodiment of the disclosure, will be described with reference to FIGS. 1 and 2 .

FIG. 1 illustrates a schematic block diagram of an image decoding apparatus according to an embodiment.

The image decoding apparatus 100 may include a receiver 110 and a decoder 120. The receiver 110 and the decoder 120 may include at least one processor. Also, the receiver 110 and the decoder 120 may include a memory storing instructions to be performed by the at least one processor.

The receiver 110 may receive a bitstream. The bitstream includes information of an image encoded by an image encoding apparatus described below. Also, the bitstream may be transmitted from the image encoding apparatus. The image encoding apparatus and the image decoding apparatus 100 may be connected via wires or wirelessly, and the receiver 110 may receive the bitstream via wires or wirelessly. The receiver 110 may receive the bitstream from a storage medium, such as an optical medium or a hard disk. The decoder 120 may reconstruct an image based on information obtained from the received bitstream. The decoder 120 may obtain, from the bitstream, a syntax element for reconstructing the image. The decoder 120 may reconstruct the image based on the syntax element.

Operations of the image decoding apparatus 100 will be described in detail with reference to FIG. 2 .

FIG. 2 illustrates a flowchart of an image decoding method according to an embodiment.

According to an embodiment of the disclosure, the receiver 110 receives a bitstream.

The image decoding apparatus 100 obtains, from the bitstream, a bin string corresponding to a split shape mode of a coding unit (operation 210). The image decoding apparatus 100 determines a split rule of the coding unit (operation 220). Also, the image decoding apparatus 100 splits the coding unit into a plurality of coding units based on at least one of the bin string corresponding to the split shape mode and the split rule (operation 230). The image decoding apparatus 100 may determine an allowable first range of a size of the coding unit, according to a ratio of the width and the height of the coding unit, so as to determine the split rule. The image decoding apparatus 100 may determine an allowable second range of the size of the coding unit, according to the split shape mode of the coding unit, so as to determine the split rule.

Hereinafter, splitting of a coding unit will be described in detail according to an embodiment of the disclosure.

First, one picture may be split into slices or tiles. One slice or one tile may be a sequence of largest coding units (coding tree units (CTUs)). There is a largest coding block (coding tree block (CTB)) conceptually compared to a largest coding unit (CTU).

The largest coding block (CTB) denotes an N×N block including N×N samples (where N is an integer). Each color component may be split into largest coding blocks.

When a picture has three sample arrays (sample arrays for Y, Cr, and Cb components), a largest coding unit (CTU) is a unit including a largest coding block of a luma sample, two corresponding largest coding blocks of chroma samples, and syntax structures used to encode the luma sample and the chroma samples. When a picture is a monochrome picture, a largest coding unit is a unit including a largest coding block of a monochrome sample and syntax structures used to encode the monochrome samples. When a picture is a picture encoded in color planes separated according to color components, a largest coding unit is a unit including syntax structures used to encode the picture and samples of the picture.

One largest coding block (CTB) may be split into MxN coding blocks including M×N samples (M and N are integers).

When a picture has sample arrays for Y, Cr, and Cb components, a coding unit (CU) is a unit including a coding block of a luma sample, two corresponding coding blocks of chroma samples, and syntax structures used to encode the luma sample and the chroma samples. When a picture is a monochrome picture, a coding unit is a unit including a coding block of a monochrome sample and syntax structures used to encode the monochrome samples. When a picture is a picture encoded in color planes separated according to color components, a coding unit is a unit including syntax structures used to encode the picture and samples of the picture.

As described above, a largest coding block and a largest coding unit are conceptually distinguished from each other, and a coding block and a coding unit are conceptually distinguished from each other. That is, a (largest) coding unit refers to a data structure including a (largest) coding block including a corresponding sample and a syntax structure corresponding to the (largest) coding block. However, because it is understood by one of ordinary skill in the art that a (largest) coding unit or a (largest) coding block refers to a block of a predetermined size including a predetermined number of samples, a largest coding block and a largest coding unit, or a coding block and a coding unit are mentioned in the following specification without being distinguished unless otherwise described.

An image may be split into largest coding units (CTUs). A size of each largest coding unit may be determined based on information obtained from a bitstream. A shape of each largest coding unit may be a square shape of the same size. However, the embodiment is not limited thereto.

For example, information about a maximum size of a luma coding block may be obtained from a bitstream. For example, the maximum size of the luma coding block indicated by the information about the maximum size of the luma coding block may be one of 4×4, 8×8, 16×16, 32×32, 64×64, 128×128, and 256×256.

For example, information about a luma block size difference and a maximum size of a luma coding block that may be split into two may be obtained from a bitstream. The information about the luma block size difference may refer to a size difference between a luma largest coding unit and a largest luma coding block that may be split into two. Accordingly, when the information about the maximum size of the luma coding block that may be split into two and the information about the luma block size difference obtained from the bitstream are combined with each other, a size of the luma largest coding unit may be determined. A size of a chroma largest coding unit may be determined by using the size of the luma largest coding unit. For example, when a Y:Cb:Cr ratio is 4:2:0 according to a color format, a size of a chroma block may be half a size of a luma block, and a size of a chroma largest coding unit may be half a size of a luma largest coding unit.

According to an embodiment, because information about a maximum size of a luma coding block that is binary splittable is obtained from a bitstream, the maximum size of the luma coding block that is binary splittable may be variably determined. In contrast, a maximum size of a luma coding block that is ternary splittable may be fixed. For example, the maximum size of the luma coding block that is ternary splittable in an I-picture may be 32×32, and the maximum size of the luma coding block that is ternary splittable in a P-picture or a B-picture may be 64×64.

Also, a largest coding unit may be hierarchically split into coding units based on split shape mode information obtained from a bitstream. At least one of information indicating whether quad splitting is performed, information indicating whether multi-splitting is performed, split direction information, and split type information may be obtained as the split shape mode information from the bitstream.

For example, the information indicating whether quad splitting is performed may indicate whether a current coding unit is quad split (QUAD_SPLIT) or not.

When the current coding unit is not quad split, the information indicating whether multi-splitting is performed may indicate whether the current coding unit is no longer split (NO_SPLIT) or binary/ternary split.

When the current coding unit is binary split or ternary split, the split direction information indicates that the current coding unit is split in one of a horizontal direction and a vertical direction.

When the current coding unit is split in the horizontal direction or the vertical direction, the split type information indicates that the current coding unit is binary split or ternary split.

A split mode of the current coding unit may be determined according to the split direction information and the split type information. A split mode when the current coding unit is binary split in the horizontal direction may be determined to be a binary horizontal split mode (SPLIT_BT_HOR), a split mode when the current coding unit is ternary split in the horizontal direction may be determined to be a ternary horizontal split mode (SPLIT_TT_HOR), a split mode when the current coding unit is binary split in the vertical direction may be determined to be a binary vertical split mode (SPLIT_BT_VER), and a split mode when the current coding unit is ternary split in the vertical direction may be determined to be a ternary vertical split mode (SPLIT_TT_VER).

The image decoding apparatus 100 may obtain, from the bitstream, the split shape mode information from one bin string. A form of the bitstream received by the image decoding apparatus 100 may include fixed length binary code, unary code, truncated unary code, predetermined binary code, or the like. The bin string is information in a binary number. The bin string may include at least one bit. The image decoding apparatus 100 may obtain the split shape mode information corresponding to the bin string, based on the split rule. The image decoding apparatus 100 may determine whether to quad split a coding unit, whether not to split a coding unit, a split direction, and a split type, based on one bin string.

The coding unit may be smaller than or the same as the largest coding unit. For example, because the largest coding unit is a coding unit having a maximum size, the largest coding unit is one of coding units. When split shape mode information about the largest coding unit indicates that splitting is not performed, a coding unit determined in the largest coding unit has the same size as that of the largest coding unit. When split shape mode information about the largest coding unit indicates that splitting is performed, the largest coding unit may be split into coding units. Also, when split shape mode information about the coding unit indicates that splitting is performed, the coding unit may be split into smaller coding units. However, the splitting of the image is not limited thereto, and the largest coding unit and the coding unit may not be distinguished. The splitting of the coding unit will be described in detail with reference to FIGS. 3 to 16 .

Also, one or more prediction blocks for prediction may be determined from a coding unit. The prediction block may be the same as or smaller than the coding unit. Also, one or more transform blocks for transformation may be determined from a coding unit. The transform block may be the same as or smaller than the coding unit.

The shapes and sizes of the transform block and prediction block may not be related to each other.

In another embodiment, prediction may be performed by using a coding unit as a prediction unit. Also, transformation may be performed by using a coding unit as a transform block.

The splitting of the coding unit will be described in detail with reference to FIGS. 3 to 16 . A current block and an adjacent block of the disclosure may indicate one of the largest coding unit, the coding unit, the prediction block, and the transform block. Also, the current block of the current coding unit is a block that is currently being decoded or encoded or a block that is currently being split. The adjacent block may be a block reconstructed before the current block. The adjacent block may be adjacent to the current block spatially or temporally. The adjacent block may be located at one of the lower left, left, upper left, top, upper right, right, lower right of the current block.

FIG. 3 illustrates a process, performed by an image decoding apparatus, of determining at least one coding unit by splitting a current coding unit, according to an embodiment.

A block shape may include 4N×4N, 4N×2N, 2N×4N, 4N×N, N×4N, 32N×N, N×32N, 16N×N, N×16N, 8N×N, or N×8N. Here, N may be a positive integer. Block shape information is information indicating at least one of a shape, a direction, a ratio of width and height, or a size of a coding unit.

The shape of the coding unit may include a square and a non-square. When the lengths of the width and height of the coding unit are the same (i.e., when the block shape of the coding unit is 4N×4N), the image decoding apparatus 100 may determine the block shape information of the coding unit as a square. The image decoding apparatus 100 may determine the shape of the coding unit to be a non-square.

When the width and the height of the coding unit are different from each other (i.e., when the block shape of the coding unit is 4N×2N, 2N×4N, 4N×N, N×4N, 32N×N, N×32N, 16N×N, N×16N, 8N×N, or N×8N), the image decoding apparatus 100 may determine the block shape information of the coding unit as a non-square shape. When the shape of the coding unit is non-square, the image decoding apparatus 100 may determine the ratio of the width and height among the block shape information of the coding unit to be at least one of 1:2, 2:1, 1:4, 4:1, 1:8, 8:1, 1:16, 16:1, 1:32, and 32:1. Also, the image decoding apparatus 100 may determine whether the coding unit is in a horizontal direction or a vertical direction, based on the length of the width and the length of the height of the coding unit. Also, the image decoding apparatus 100 may determine the size of the coding unit, based on at least one of the length of the width, the length of the height, or the area of the coding unit.

According to an embodiment, the image decoding apparatus 100 may determine the shape of the coding unit by using the block shape information, and may determine a splitting method of the coding unit by using the split shape mode information. That is, a coding unit splitting method indicated by the split shape mode information may be determined based on a block shape indicated by the block shape information used by the image decoding apparatus 100.

The image decoding apparatus 100 may obtain the split shape mode information from a bitstream. However, an embodiment is not limited thereto, and the image decoding apparatus 100 and the image encoding apparatus may determine pre-agreed split shape mode information, based on the block shape information. The image decoding apparatus 100 may determine the pre-agreed split shape mode information with respect to a largest coding unit or a smallest coding unit. For example, the image decoding apparatus 100 may determine split shape mode information with respect to the largest coding unit to be a quad split. Also, the image decoding apparatus 100 may determine split shape mode information regarding the smallest coding unit to be “not to perform splitting”. In particular, the image decoding apparatus 100 may determine the size of the largest coding unit to be 256×256. The image decoding apparatus 100 may determine the pre-agreed split shape mode information to be a quad split. The quad split is a split shape mode in which the width and the height of the coding unit are both bisected. The image decoding apparatus 100 may obtain a coding unit of a 128×128 size from the largest coding unit of a 256×256 size, based on the split shape mode information. Also, the image decoding apparatus 100 may determine the size of the smallest coding unit to be 4×4. The image decoding apparatus 100 may obtain split shape mode information indicating “not to perform splitting” with respect to the smallest coding unit.

According to an embodiment, the image decoding apparatus 100 may use the block shape information indicating that the current coding unit has a square shape. For example, the image decoding apparatus 100 may determine whether not to split a square coding unit, whether to vertically split the square coding unit, whether to horizontally split the square coding unit, or whether to split the square coding unit into four coding units, based on the split shape mode information. Referring to FIG. 3 , when the block shape information of a current coding unit 300 indicates a square shape, the decoder 120 may determine that a coding unit 310 a having the same size as the current coding unit 300 is not split, based on the split shape mode information indicating not to perform splitting, or may determine coding units 310 b, 310 c, 310 d, 310 e, or 310 f split based on the split shape mode information indicating a predetermined splitting method.

Referring to FIG. 3 , according to an embodiment, the image decoding apparatus 100 may determine two coding units 310 b obtained by splitting the current coding unit 300 in a vertical direction, based on the split shape mode information indicating to perform splitting in a vertical direction. The image decoding apparatus 100 may determine two coding units 310 c obtained by splitting the current coding unit 300 in a horizontal direction, based on the split shape mode information indicating to perform splitting in a horizontal direction. The image decoding apparatus 100 may determine four coding units 310 d obtained by splitting the current coding unit 300 in vertical and horizontal directions, based on the split shape mode information indicating to perform splitting in vertical and horizontal directions. According to an embodiment, the image decoding apparatus 100 may determine three coding units 310 e obtained by splitting the current coding unit 300 in a vertical direction, based on the split shape mode information indicating to perform ternary splitting in a vertical direction. The image decoding apparatus 100 may determine three coding units 310 f obtained by splitting the current coding unit 300 in a horizontal direction, based on the split shape mode information indicating to perform ternary splitting in a horizontal direction. However, splitting methods of the square coding unit are not limited to the above-described methods, and the split shape mode information may indicate various methods. Predetermined splitting methods of splitting the square coding unit will be described in detail below in relation to various embodiments.

FIG. 4 illustrates a process, performed by an image decoding apparatus, of determining at least one coding unit by splitting a non-square coding unit, according to an embodiment.

According to an embodiment, the image decoding apparatus 100 may use block shape information indicating that a current coding unit has a non-square shape. The image decoding apparatus 100 may determine whether not to split the non-square current coding unit or whether to split the non-square current coding unit by using a predetermined splitting method, based on split shape mode information. Referring to FIG. 4 , when the block shape information of a current coding unit 400 or 450 indicates a non-square shape, the image decoding apparatus 100 may determine a coding unit 410 or 460 having the same size as the current coding unit 400 or 450, based on the split shape mode information indicating not to perform splitting, or may determine coding units 420 a and 420 b, 430 a to 430 c, 470 a and 470 b, or 480 a to 480 c split based on the split shape mode information indicating a predetermined splitting method. Predetermined splitting methods of splitting a non-square coding unit will be described in detail below in relation to various embodiments.

According to an embodiment, the image decoding apparatus 100 may determine a splitting method of a coding unit by using the split shape mode information and, in this case, the split shape mode information may indicate the number of coding units generated by splitting a coding unit. Referring to FIG. 4 , when the split shape mode information indicates to split the current coding unit 400 or 450 into two coding units, the image decoding apparatus 100 may determine two coding units 420 a and 420 b, or 470 a and 470 b included in the current coding unit 400 or 450, by splitting the current coding unit 400 or 450 based on the split shape mode information.

According to an embodiment, when the image decoding apparatus 100 splits the non-square current coding unit 400 or 450 based on the split shape mode information, the image decoding apparatus 100 may consider the location of a long side of the non-square current coding unit 400 or 450 to split a current coding unit. For example, the image decoding apparatus 100 may determine a plurality of coding units by splitting the current coding unit 400 or 450 in a direction of splitting a long side of the current coding unit 400 or 450, in consideration of the shape of the current coding unit 400 or 450.

According to an embodiment, when the split shape mode information indicates to split (ternary split) a coding unit into an odd number of blocks, the image decoding apparatus 100 may determine an odd number of coding units included in the current coding unit 400 or 450. For example, when the split shape mode information indicates to split the current coding unit 400 or 450 into three coding units, the image decoding apparatus 100 may split the current coding unit 400 or 450 into three coding units 430 a, 430 b, and 430 c, or 480 a, 480 b, and 480 c.

According to an embodiment, a ratio of the width and height of the current coding unit 400 or 450 may be 4:1 or 1:4. When the ratio of the width and height is 4:1, the block shape information may indicate a horizontal direction because the length of the width is longer than the length of the height. When the ratio of the width and height is 1:4, the block shape information may indicate a vertical direction because the length of the width is shorter than the length of the height. The image decoding apparatus 100 may determine to split a current coding unit into an odd number of blocks, based on the split shape mode information. Also, the image decoding apparatus 100 may determine a split direction of the current coding unit 400 or 450, based on the block shape information of the current coding unit 400 or 450. For example, when the current coding unit 400 is in the vertical direction, the image decoding apparatus 100 may determine the coding units 430 a, 430 b, and 430 c by splitting the current coding unit 400 in the horizontal direction. Also, when the current coding unit 450 is in the horizontal direction, the image decoding apparatus 100 may determine the coding units 480 a, 480 b, and 480 c by splitting the current coding unit 450 in the vertical direction.

According to an embodiment, the image decoding apparatus 100 may determine an odd number of coding units included in the current coding unit 400 or 450, and not all the determined coding units may have the same size. For example, a predetermined coding unit 430 b or 480 b from among the determined odd number of coding units 430 a, 430 b, and 430 c, or 480 a, 480 b, and 480 c may have a size different from the size of the other coding units 430 a and 430 c, or 480 a and 480 c. That is, coding units which may be determined by splitting the current coding unit 400 or 450 may have multiple sizes and, in some cases, all of the odd number of coding units 430 a, 430 b, and 430 c, or 480 a, 480 b, and 480 c may have different sizes.

According to an embodiment, when the split shape mode information indicates to split a coding unit into the odd number of blocks, the image decoding apparatus 100 may determine the odd number of coding units included in the current coding unit 400 or 450, and moreover, may put a predetermined restriction on at least one coding unit from among the odd number of coding units generated by splitting the current coding unit 400 or 450. Referring to FIG. 4 , the image decoding apparatus 100 may set a decoding process regarding the coding unit 430 b or 480 b located at the center among the three coding units 430 a, 430 b, and 430 c, or 480 a, 480 b, and 480 c generated as the current coding unit 400 or 450 is split to be different from that of the other coding units 430 a and 430 c, or 480 a and 480 c. For example, the image decoding apparatus 100 may restrict the coding unit 430 b or 480 b at the center location to be no longer split or to be split only a predetermined number of times, unlike the other coding units 430 a and 430 c, or 480 a and 480 c.

FIG. 5 illustrates a process, performed by an image decoding apparatus, of splitting a coding unit based on at least one of block shape information and split shape mode information, according to an embodiment.

According to an embodiment, the image decoding apparatus 100 may determine to split or to not split a square first coding unit 500 into coding units, based on at least one of the block shape information and the split shape mode information. According to an embodiment, when the split shape mode information indicates to split the first coding unit 500 in a horizontal direction, the image decoding apparatus 100 may determine a second coding unit 510 by splitting the first coding unit 500 in a horizontal direction. A first coding unit, a second coding unit, and a third coding unit used according to an embodiment are terms used to understand a relation before and after splitting a coding unit. For example, a second coding unit may be determined by splitting a first coding unit, and a third coding unit may be determined by splitting the second coding unit. It will be understood that the relation of the first coding unit, the second coding unit, and the third coding unit follows the above descriptions.

According to an embodiment, the image decoding apparatus 100 may determine to split or to not split the determined second coding unit 510 into coding units, based on the split shape mode information. Referring to FIG. 5 , the image decoding apparatus 100 may split the non-square second coding unit 510, which is determined by splitting the first coding unit 500, into third coding units 520 a, 520 b, 520 c, and 520 d based on at least one of the split shape mode information and the split shape mode information, or may not split the non-square second coding unit 510. The image decoding apparatus 100 may obtain the split shape mode information, and may obtain a plurality of various-shaped second coding units (e.g., 510) by splitting the first coding unit 500, based on the obtained split shape mode information, and the second coding unit 510 may be split by using a splitting method of the first coding unit 500 based on the split shape mode information. According to an embodiment, when the first coding unit 500 is split into the second coding units 510 based on the split shape mode information of the first coding unit 500, the second coding unit 510 may also be split into the third coding units (e.g., 520 a, or 520 b, 520 c, and 520 d) based on the split shape mode information of the second coding unit 510. That is, a coding unit may be recursively split based on the split shape mode information of each coding unit. Therefore, a square coding unit may be determined by splitting a non-square coding unit, and a non-square coding unit may be determined by recursively splitting the square coding unit.

Referring to FIG. 5 , a predetermined coding unit (e.g., a coding unit located at a center location, or a square coding unit) from among an odd number of third coding units 520 b, 520 c, and 520 d determined by splitting the non-square second coding unit 510 may be recursively split. According to an embodiment, the square third coding unit 520 c from among the odd number of third coding units 520 b, 520 c, and 520 d may be split in a horizontal direction into a plurality of fourth coding units 530 a, 530 b, 530 c, and 530 d. A non-square fourth coding unit 530 b or 530 d from among the plurality of fourth coding units 530 a, 530 b, 530 c, and 530 d may be re-split into a plurality of coding units. For example, the non-square fourth coding unit 530 b or 530 d may be re-split into an odd number of coding units. A method that may be used to recursively split a coding unit will be described below in relation to various embodiments.

According to an embodiment, the image decoding apparatus 100 may split each of the third coding units 520 a, or 520 b, 520 c, and 520 d into coding units, based on the split shape mode information. Also, the image decoding apparatus 100 may determine to not split the second coding unit 510 based on the split shape mode information. According to an embodiment, the image decoding apparatus 100 may split the non-square second coding unit 510 into the odd number of third coding units 520 b, 520 c, and 520 d. The image decoding apparatus 100 may put a predetermined restriction on a predetermined third coding unit from among the odd number of third coding units 520 b, 520 c, and 520 d. For example, the image decoding apparatus 100 may restrict the third coding unit 520 c at a center location from among the odd number of third coding units 520 b, 520 c, and 520 d to be no longer split or to be split a settable number of times.

Referring to FIG. 5 , the image decoding apparatus 100 may restrict the third coding unit 520 c, which is at the center location from among the odd number of third coding units 520 b, 520 c, and 520 d included in the non-square second coding unit 510, to be no longer split, to be split by using a predetermined splitting method (e.g., split into only four coding units or split by using a splitting method of the second coding unit 510), or to be split only a predetermined number of times (e.g., split only n times (where n>0)). However, the restrictions on the third coding unit 520 c at the center location are not limited to the above-described examples, and may include various restrictions for decoding the third coding unit 520 c at the center location differently from the other third coding units 520 b and 520 d.

According to an embodiment, the image decoding apparatus 100 may obtain the split shape mode information, which is used to split a current coding unit, from a predetermined location in the current coding unit.

FIG. 6 illustrates a method, performed by an image decoding apparatus, of determining a predetermined coding unit from among an odd number of coding units, according to an embodiment.

Referring to FIG. 6 , split shape mode information of a current coding unit 600 or 650 may be obtained from a sample of a predetermined location (e.g., a sample 640 or 690 of a center location) from among a plurality of samples included in the current coding unit 600 or 650. However, the predetermined location in the current coding unit 600, from which at least one piece of the split shape mode information may be obtained, is not limited to the center location in FIG. 6 , and may include various locations included in the current coding unit 600 (e.g., top, bottom, left, right, upper left, lower left, upper right, lower right locations, or the like). The image decoding apparatus 100 may obtain the split shape mode information from the predetermined location and may determine to split or to not split the current coding unit into various-shaped and various-sized coding units.

According to an embodiment, when the current coding unit is split into a predetermined number of coding units, the image decoding apparatus 100 may select one of the coding units. Various methods may be used to select one of a plurality of coding units, as will be described below in relation to various embodiments.

According to an embodiment, the image decoding apparatus 100 may split the current coding unit into a plurality of coding units, and may determine a coding unit at a predetermined location.

According to an embodiment, the image decoding apparatus 100 may use information indicating locations of the odd number of coding units, to determine a coding unit at a center location from among the odd number of coding units. Referring to FIG. 6 , the image decoding apparatus 100 may determine the odd number of coding units 620 a, 620 b, and 620 c or the odd number of coding units 660 a, 660 b, and 660 c by splitting the current coding unit 600 or the current coding unit 650. The image decoding apparatus 100 may determine the middle coding unit 620 b or the middle coding unit 660 b by using information about the locations of the odd number of coding units 620 a, 620 b, and 620 c or the odd number of coding units 660 a, 660 b, and 660 c. For example, the image decoding apparatus 100 may determine the coding unit 620 b of the center location by determining the locations of the coding units 620 a, 620 b, and 620 c based on information indicating locations of predetermined samples included in the coding units 620 a, 620 b, and 620 c. In detail, the image decoding apparatus 100 may determine the coding unit 620 b at the center location by determining the locations of the coding units 620 a, 620 b, and 620 c based on information indicating locations of upper-left samples 630 a, 630 b, and 630 c of the coding units 620 a, 620 b, and 620 c.

According to an embodiment, the information indicating the locations of the upper-left samples 630 a, 630 b, and 630 c, which are included in the coding units 620 a, 620 b, and 620 c, respectively, may include information about locations or coordinates of the coding units 620 a, 620 b, and 620 c in a picture. According to an embodiment, the information indicating the locations of the upper-left samples 630 a, 630 b, and 630 c, which are included in the coding units 620 a, 620 b, and 620 c, respectively, may include information indicating widths or heights of the coding units 620 a, 620 b, and 620 c included in the current coding unit 600, and the widths or heights may correspond to information indicating differences between the coordinates of the coding units 620 a, 620 b, and 620 c in the picture. That is, the image decoding apparatus 100 may determine the coding unit 620 b at the center location by directly using the information about the locations or coordinates of the coding units 620 a, 620 b, and 620 c in the picture, or by using the information about the widths or heights of the coding units, which correspond to the difference values between the coordinates.

According to an embodiment, information indicating the location of the upper-left sample 630 a of the upper coding unit 620 a may include coordinates (xa, ya), information indicating the location of the upper-left sample 630 b of the center coding unit 620 b may include coordinates (xb, yb), and information indicating the location of the upper-left sample 630 c of the lower coding unit 620 c may include coordinates (xc, yc). The image decoding apparatus 100 may determine the middle coding unit 620 b by using the coordinates of the upper-left samples 630 a, 630 b, and 630 c which are included in the coding units 620 a, 620 b, and 620 c, respectively. For example, when the coordinates of the upper-left samples 630 a, 630 b, and 630 c are sorted in an ascending or descending order, the coding unit 620 b including the coordinates (xb, yb) of the sample 630 b at a center location may be determined as a coding unit at a center location from among the coding units 620 a, 620 b, and 620 c determined by splitting the current coding unit 600. However, the coordinates indicating the locations of the upper-left samples 630 a, 630 b, and 630 c may include coordinates indicating absolute locations in the picture, or may use coordinates (dxb, dyb) indicating a relative location of the upper-left sample 630 b of the middle coding unit 620 b and coordinates (dxc, dyc) indicating a relative location of the upper-left sample 630 c of the lower coding unit 620 c with reference to the location of the upper-left sample 630 a of the upper coding unit 620 a. A method of determining a coding unit at a predetermined location by using coordinates of a sample included in the coding unit, as information indicating a location of the sample, is not limited to the above-described method, and may include various arithmetic methods capable of using the coordinates of the sample.

According to an embodiment, the image decoding apparatus 100 may split the current coding unit 600 into the coding units 620 a, 620 b, and 620 c, and may select one of the coding units 620 a, 620 b, and 620 c based on a predetermined criterion. For example, the image decoding apparatus 100 may select the coding unit 620 b, which has a size different from that of the others, from among the coding units 620 a, 620 b, and 620 c.

According to an embodiment, the image decoding apparatus 100 may determine the width or height of each of the coding units 620 a, 620 b, and 620 c by using the coordinates (xa, ya) that is the information indicating the location of the upper-left sample 630 a of the upper coding unit 620 a, the coordinates (xb, yb) that is the information indicating the location of the upper-left sample 630 b of the middle coding unit 620 b, and the coordinates (xc, yc) that are the information indicating the location of the upper-left sample 630 c of the lower coding unit 620 c. The image decoding apparatus 100 may determine the respective sizes of the coding units 620 a, 620 b, and 620 c by using the coordinates (xa, ya), (xb, yb), and (xc, yc) indicating the locations of the coding units 620 a, 620 b, and 620 c. According to an embodiment, the image decoding apparatus 100 may determine the width of the upper coding unit 620 a to be the width of the current coding unit 600. The image decoding apparatus 100 may determine the height of the upper coding unit 620 a to be yb-ya. According to an embodiment, the image decoding apparatus 100 may determine the width of the middle coding unit 620 b to be the width of the current coding unit 600. The image decoding apparatus 100 may determine the height of the middle coding unit 620 b to be yc-yb. According to an embodiment, the image decoding apparatus 100 may determine the width or height of the lower coding unit 620 c by using the width or height of the current coding unit 600 or the widths or heights of the upper and middle coding units 620 a and 620 b. The image decoding apparatus 100 may determine a coding unit, which has a size different from that of the others, based on the determined widths and heights of the coding units 620 a, 620 b, and 620 c. Referring to FIG. 6 , the image decoding apparatus 100 may determine the middle coding unit 620 b, which has a size different from the size of the upper and lower coding units 620 a and 620 c, as the coding unit of the predetermined location. However, the above-described method, performed by the image decoding apparatus 100, of determining a coding unit having a size different from the size of the other coding units merely corresponds to an example of determining a coding unit at a predetermined location by using the sizes of coding units, which are determined based on coordinates of samples, and thus various methods of determining a coding unit at a predetermined location by comparing the sizes of coding units, which are determined based on coordinates of predetermined samples, may be used.

The image decoding apparatus 100 may determine the width or height of each of the coding units 660 a, 660 b, and 660 c by using the coordinates (xd, yd) that are information indicating the location of an upper-left sample 670 a of the left coding unit 660 a, the coordinates (xe, ye) that are information indicating the location of an upper-left sample 670 b of the middle coding unit 660 b, and the coordinates (xf, yf) that are information indicating a location of the upper-left sample 670 c of the right coding unit 660 c. The image decoding apparatus 100 may determine the respective sizes of the coding units 660 a, 660 b, and 660 c by using the coordinates (xd, yd), (xe, ye), and (xf, yf) indicating the locations of the coding units 660 a, 660 b, and 660 c.

According to an embodiment, the image decoding apparatus 100 may determine the width of the left coding unit 660 a to be xe-xd. The image decoding apparatus 100 may determine the height of the left coding unit 660 a to be the height of the current coding unit 650. According to an embodiment, the image decoding apparatus 100 may determine the width of the middle coding unit 660 b to be xf-xe. The image decoding apparatus 100 may determine the height of the middle coding unit 660 b to be the height of the current coding unit 650. According to an embodiment, the image decoding apparatus 100 may determine the width or height of the right coding unit 660 c by using the width or height of the current coding unit 650 or the widths or heights of the left and middle coding units 660 a and 660 b. The image decoding apparatus 100 may determine a coding unit, which has a size different from that of the others, based on the determined widths and heights of the coding units 660 a, 660 b, and 660 c. Referring to FIG. 6 , the image decoding apparatus 100 may determine the middle coding unit 660 b, which has a size different from the sizes of the left and right coding units 660 a and 660 c, as the coding unit of the predetermined location. However, the above-described method, performed by the image decoding apparatus 100, of determining a coding unit having a size different from the size of the other coding units merely corresponds to an example of determining a coding unit at a predetermined location by using the sizes of coding units, which are determined based on coordinates of samples, and thus various methods of determining a coding unit at a predetermined location by comparing the sizes of coding units, which are determined based on coordinates of predetermined samples, may be used.

However, locations of samples considered to determine locations of coding units are not limited to the above-described upper left locations, and information about arbitrary locations of samples included in the coding units may be used.

According to an embodiment, the image decoding apparatus 100 may select a coding unit at a predetermined location from among an odd number of coding units determined by splitting the current coding unit, considering the shape of the current coding unit. For example, when the current coding unit has a non-square shape, a width of which is longer than a height, the image decoding apparatus 100 may determine the coding unit at the predetermined location in a horizontal direction. That is, the image decoding apparatus 100 may determine one of coding units at different locations in a horizontal direction and may put a restriction on the coding unit. When the current coding unit has a non-square shape, a height of which is longer than a width, the image decoding apparatus 100 may determine the coding unit at the predetermined location in a vertical direction. That is, the image decoding apparatus 100 may determine one of coding units at different locations in a vertical direction and may put a restriction on the coding unit.

According to an embodiment, the image decoding apparatus 100 may use information indicating respective locations of an even number of coding units, to determine the coding unit at the predetermined location from among the even number of coding units. The image decoding apparatus 100 may determine an even number of coding units by splitting (binary splitting) the current coding unit, and may determine the coding unit at the predetermined location by using the information about the locations of the even number of coding units. An operation related thereto may correspond to the operation of determining a coding unit at a predetermined location (e.g., a center location) from among an odd number of coding units, which has been described in detail above in relation to FIG. 6 , and thus detailed descriptions thereof are not provided here.

According to an embodiment, when a non-square current coding unit is split into a plurality of coding units, predetermined information about a coding unit at a predetermined location may be used in a splitting operation to determine the coding unit at the predetermined location from among the plurality of coding units. For example, the image decoding apparatus 100 may use at least one of block shape information and split shape mode information, which is stored in a sample included in a middle coding unit, in a splitting operation to determine a coding unit at a center location from among the plurality of coding units determined by splitting the current coding unit.

Referring to FIG. 6 , the image decoding apparatus 100 may split the current coding unit 600 into the plurality of coding units 620 a, 620 b, and 620 c based on the split shape mode information, and may determine the coding unit 620 b at a center location from among the plurality of the coding units 620 a, 620 b, and 620 c. Furthermore, the image decoding apparatus 100 may determine the coding unit 620 b at the center location, in consideration of a location from which the split shape mode information is obtained. That is, the split shape mode information of the current coding unit 600 may be obtained from the sample 640 at a center location of the current coding unit 600 and, when the current coding unit 600 is split into the plurality of coding units 620 a, 620 b, and 620 c based on the split shape mode information, the coding unit 620 b including the sample 640 may be determined as the coding unit at the center location. However, information used to determine the coding unit at the center location is not limited to the split shape mode information, and various types of information may be used to determine the coding unit at the center location.

According to an embodiment, predetermined information for identifying the coding unit at the predetermined location may be obtained from a predetermined sample included in a coding unit to be determined. Referring to FIG. 6 , the image decoding apparatus 100 may use the split shape mode information, which is obtained from a sample at a predetermined location in the current coding unit 600 (e.g., a sample at a center location of the current coding unit 600) to determine a coding unit at a predetermined location from among the plurality of the coding units 620 a, 620 b, and 620 c determined by splitting the current coding unit 600 (e.g., a coding unit at a center location from among a plurality of split coding units). That is, the image decoding apparatus 100 may determine the sample at the predetermined location by considering a block shape of the current coding unit 600, may determine the coding unit 620 b including a sample, from which predetermined information (e.g., the split shape mode information) can be obtained, from among the plurality of coding units 620 a, 620 b, and 620 c determined by splitting the current coding unit 600, and may put a predetermined restriction on the coding unit 620 b. Referring to FIG. 6 , according to an embodiment, the image decoding apparatus 100 may determine the sample 640 at the center location of the current coding unit 600 as the sample from which the predetermined information may be obtained, and may put a predetermined restriction on the coding unit 620 b including the sample 640, in a decoding operation. However, the location of the sample from which the predetermined information can be obtained is not limited to the above-described location, and may include arbitrary locations of samples included in the coding unit 620 b to be determined for a restriction.

According to an embodiment, the location of the sample from which the predetermined information may be obtained may be determined based on the shape of the current coding unit 600. According to an embodiment, the block shape information may indicate whether the current coding unit has a square or non-square shape, and the location of the sample from which the predetermined information may be obtained may be determined based on the shape. For example, the image decoding apparatus 100 may determine a sample located on a boundary for splitting at least one of a width and height of the current coding unit in half, as the sample from which the predetermined information can be obtained, by using at least one of information about the width of the current coding unit and information about the height of the current coding unit. As another example, when the block shape information of the current coding unit indicates a non-square shape, the image decoding apparatus 100 may determine one of samples adjacent to a boundary for splitting a long side of the current coding unit in half, as the sample from which the predetermined information can be obtained.

According to an embodiment, when the current coding unit is split into a plurality of coding units, the image decoding apparatus 100 may use the split shape mode information to determine a coding unit at a predetermined location from among the plurality of coding units. According to an embodiment, the image decoding apparatus 100 may obtain the split shape mode information from a sample at a predetermined location in a coding unit, and may split the plurality of coding units, which are generated by splitting the current coding unit, by using the split shape mode information, which is obtained from the sample of the predetermined location in each of the plurality of coding units. That is, a coding unit may be recursively split based on the split shape mode information, which is obtained from the sample at the predetermined location in each coding unit. An operation of recursively splitting a coding unit has been described above in relation to FIG. 5 , and thus detailed descriptions thereof will not be provided here.

According to an embodiment, the image decoding apparatus 100 may determine coding units by splitting the current coding unit, and may determine an order of decoding the coding units, based on a predetermined block (e.g., the current coding unit).

FIG. 7 illustrates an order of processing a plurality of coding units when an image decoding apparatus determines the plurality of coding units by splitting a current coding unit, according to an embodiment.

According to an embodiment, the image decoding apparatus 100 may determine second coding units 710 a and 710 b by splitting a first coding unit 700 in a vertical direction, may determine second coding units 730 a and 730 b by splitting the first coding unit 700 in a horizontal direction, or may determine second coding units 750 a, 750 b, 750 c, and 750 d by splitting the first coding unit 700 in vertical and horizontal directions, based on split shape mode information.

Referring to FIG. 7 , the image decoding apparatus 100 may determine to process the second coding units 710 a and 710 b, which are determined by splitting the first coding unit 700 in a vertical direction, in a horizontal direction order 710 c. The image decoding apparatus 100 may determine to process the second coding units 730 a and 730 b, which are determined by splitting the first coding unit 700 in a horizontal direction, in a vertical direction order 730 c. The image decoding apparatus 100 may determine the second coding units 750 a, 750 b, 750 c, and 750 d, which are determined by splitting the first coding unit 700 in vertical and horizontal directions, according to a predetermined order (e.g., a raster scan order or Z-scan order 750 e) by which coding units in a row are processed and then coding units in a next row are processed.

According to an embodiment, the image decoding apparatus 100 may recursively split coding units. Referring to FIG. 7 , the image decoding apparatus 100 may determine the plurality of coding units 710 a and 710 b, 730 a and 730 b, or 750 a, 750 b, 750 c, and 750 d by splitting the first coding unit 700, and may recursively split each of the determined plurality of coding units 710 a, 710 b, 730 a, 730 b, 750 a, 750 b, 750 c, and 750 d. A splitting method of the plurality of coding units 710 a and 710 b, 730 a and 730 b, or 750 a, 750 b, 750 c, and 750 d may correspond to a splitting method of the first coding unit 700. Accordingly, each of the plurality of coding units 710 a and 710 b, 730 a and 730 b, or 750 a, 750 b, 750 c, and 750 d may be independently split into a plurality of coding units. Referring to FIG. 7 , the image decoding apparatus 100 may determine the second coding units 710 a and 710 b by splitting the first coding unit 700 in a vertical direction, and may determine to independently split or to not split each of the second coding units 710 a and 710 b.

According to an embodiment, the image decoding apparatus 100 may determine third coding units 720 a and 720 b by splitting the left second coding unit 710 a in a horizontal direction, and may not split the right second coding unit 710 b.

According to an embodiment, a processing order of coding units may be determined based on an operation of splitting a coding unit. In other words, a processing order of split coding units may be determined based on a processing order of coding units immediately before being split. The image decoding apparatus 100 may determine a processing order of the third coding units 720 a and 720 b determined by splitting the left second coding unit 710 a, independently of the right second coding unit 710 b. Because the third coding units 720 a and 720 b are determined by splitting the left second coding unit 710 a in a horizontal direction, the third coding units 720 a and 720 b may be processed in a vertical direction order 720 c. Because the left and right second coding units 710 a and 710 b are processed in the horizontal direction order 710 c, the right second coding unit 710 b may be processed after the third coding units 720 a and 720 b included in the left second coding unit 710 a are processed in the vertical direction order 720 c. An operation of determining a processing order of coding units based on a coding unit before being split is not limited to the above-described example, and various methods may be used to independently process coding units, which are split and determined to various shapes, in a predetermined order.

FIG. 8 illustrates a process, performed by an image decoding apparatus, of determining that a current coding unit is to be split into an odd number of coding units, when the coding units are not processable in a predetermined order, according to an embodiment.

According to an embodiment, the image decoding apparatus 100 may determine that the current coding unit is split into an odd number of coding units, based on obtained split shape mode information. Referring to FIG. 8 , a square first coding unit 800 may be split into non-square second coding units 810 a and 810 b, and the second coding units 810 a and 810 b may be independently split into third coding units 820 a and 820 b, and 820 c, 820 d, and 820 e. According to an embodiment, the image decoding apparatus 100 may determine the plurality of third coding units 820 a and 820 b by splitting the left second coding unit 810 a in a horizontal direction, and may split the right second coding unit 810 b into the odd number of third coding units 820 c, 820 d, and 820 e.

According to an embodiment, the video decoding apparatus 100 may determine whether any coding unit is split into an odd number of coding units, by determining whether the third coding units 820 a and 820 b, and 820 c, 820 d, and 820 e are processable in a predetermined order. Referring to FIG. 8 , the image decoding apparatus 100 may determine the third coding units 820 a and 820 b, and 820 c, 820 d, and 820 e by recursively splitting the first coding unit 800. The image decoding apparatus 100 may determine whether any of the first coding unit 800, the second coding units 810 a and 810 b, or the third coding units 820 a and 820 b, and 820 c, 820 d, and 820 e are split into an odd number of coding units, based on at least one of the block shape information and the split shape mode information. For example, a coding unit located in the right from among the second coding units 810 a and 810 b may be split into an odd number of third coding units 820 c, 820 d, and 820 e. A processing order of a plurality of coding units included in the first coding unit 800 may be a predetermined order (e.g., a Z-scan order 830), and the image decoding apparatus 100 may determine whether the third coding units 820 c, 820 d, and 820 e, which are determined by splitting the right second coding unit 810 b into an odd number of coding units, satisfy a condition for processing in the predetermined order.

According to an embodiment, the image decoding apparatus 100 may determine whether the third coding units 820 a and 820 b, and 820 c, 820 d, and 820 e included in the first coding unit 800 satisfy the condition for processing in the predetermined order, and the condition relates to whether at least one of a width and height of the second coding units 810 a and 810 b is to be split in half along a boundary of the third coding units 820 a and 820 b, and 820 c, 820 d, and 820 e. For example, the third coding units 820 a and 820 b determined when the height of the left second coding unit 810 a of the non-square shape is split in half may satisfy the condition. It may be determined that the third coding units 820 c, 820 d, and 820 e do not satisfy the condition because the boundaries of the third coding units 820 c, 820 d, and 820 e determined when the right second coding unit 810 b is split into three coding units are unable to split the width or height of the right second coding unit 810 b in half. When the condition is not satisfied as described above, the image decoding apparatus 100 may determine disconnection of a scan order, and may determine that the right second coding unit 810 b is to be split into an odd number of coding units, based on a result of the determination. According to an embodiment, when a coding unit is split into an odd number of coding units, the image decoding apparatus 100 may put a predetermined restriction on a coding unit at a predetermined location from among the split coding units. The restriction or the predetermined location has been described above in relation to various embodiments, and thus detailed descriptions thereof will not be provided herein.

FIG. 9 illustrates a process, performed by an image decoding apparatus, of determining at least one coding unit by splitting a first coding unit, according to an embodiment.

According to an embodiment, the image decoding apparatus 100 may split the first coding unit 900, based on split shape mode information, which is obtained through the receiver 110. The square first coding unit 900 may be split into four square coding units, or may be split into a plurality of non-square coding units. For example, referring to FIG. 9 , when the first coding unit 900 has a square shape and the split shape mode information indicates to split the first coding unit 900 into non-square coding units, the image decoding apparatus 100 may split the first coding unit 900 into a plurality of non-square coding units. In detail, when the split shape mode information indicates to determine an odd number of coding units by splitting the first coding unit 900 in a horizontal direction or a vertical direction, the image decoding apparatus 100 may split the square first coding unit 900 into an odd number of coding units, e.g., second coding units 910 a, 910 b, and 910 c determined by splitting the square first coding unit 900 in a vertical direction or second coding units 920 a, 920 b, and 920 c determined by splitting the square first coding unit 900 in a horizontal direction.

According to an embodiment, the image decoding apparatus 100 may determine whether the second coding units 910 a, 910 b, 910 c, 920 a, 920 b, and 920 c included in the first coding unit 900 satisfy a condition for processing in a predetermined order, and the condition relates to whether at least one of a width and height of the first coding unit 900 is to be split in half along a boundary of the second coding units 910 a, 910 b, 910 c, 920 a, 920 b, and 920 c. Referring to FIG. 9 , because boundaries of the second coding units 910 a, 910 b, and 910 c determined by splitting the square first coding unit 900 in a vertical direction do not split the width of the first coding unit 900 in half, it may be determined that the first coding unit 900 does not satisfy the condition for processing in the predetermined order. Also, because boundaries of the second coding units 920 a, 920 b, and 920 c determined by splitting the square first coding unit 900 in a horizontal direction do not split the height of the first coding unit 900 in half, it may be determined that the first coding unit 900 does not satisfy the condition for processing in the predetermined order. When the condition is not satisfied as described above, the image decoding apparatus 100 may decide disconnection of a scan order, and may determine that the first coding unit 900 is to be split into an odd number of coding units, based on a result of the decision. According to an embodiment, when a coding unit is split into an odd number of coding units, the image decoding apparatus 100 may put a predetermined restriction on a coding unit at a predetermined location from among the split coding units. The restriction or the predetermined location has been described above in relation to various embodiments, and thus detailed descriptions thereof will not be provided herein.

According to an embodiment, the image decoding apparatus 100 may determine various-shaped coding units by splitting a first coding unit.

Referring to FIG. 9 , the image decoding apparatus 100 may split the square first coding unit 900 or a non-square first coding unit 930 or 950 into various-shaped coding units.

FIG. 10 illustrates that a shape into which a second coding unit is splittable is restricted when the second coding unit having a non-square shape, which is determined when an image decoding apparatus splits a first coding unit, satisfies a predetermined condition, according to an embodiment.

According to an embodiment, the image decoding apparatus 100 may determine to split the square first coding unit 1000 into non-square second coding units 1010 a, and 1010 b or 1020 a and 1020 b, based on split shape mode information, which is obtained by the receiver 110. The second coding units 1010 a and 1010 b, or 1020 a and 1020 b may be independently split. As such, the image decoding apparatus 100 may determine to split or to not split each of the second coding units 1010 a and 1010 b, or 1020 a and 1020 b into a plurality of coding units, based on the split shape mode information of each of the second coding units 1010 a and 1010 b, or 1020 a and 1020 b. According to an embodiment, the image decoding apparatus 100 may determine third coding units 1012 a and 1012 b by splitting the non-square left second coding unit 1010 a, which is determined by splitting the first coding unit 1000 in a vertical direction, in a horizontal direction. However, when the left second coding unit 1010 a is split in a horizontal direction, the image decoding apparatus 100 may restrict the right second coding unit 1010 b to not be split in a horizontal direction in which the left second coding unit 1010 a is split. When third coding units 1014 a and 1014 b are determined by splitting the right second coding unit 1010 b in a same direction, because the left and right second coding units 1010 a and 1010 b are independently split in a horizontal direction, the third coding units 1012 a and 1012 b, or 1014 a and 1014 b may be determined. However, this case serves equally as a case in which the image decoding apparatus 100 splits the first coding unit 1000 into four square second coding units 1030 a, 1030 b, 1030 c, and 1030 d, based on the split shape mode information, and may be inefficient in terms of image decoding.

According to an embodiment, the image decoding apparatus 100 may determine third coding units 1022 a and 1022 b, or 1024 a and 1024 b by splitting the non-square second coding unit 1020 a or 1020 b, which is determined by splitting the first coding unit 1000 in a horizontal direction, in a vertical direction. However, when a second coding unit (e.g., the upper second coding unit 1020 a) is split in a vertical direction, for the above-described reason, the image decoding apparatus 100 may restrict the other second coding unit (e.g., the lower second coding unit 1020 b) to not be split in a vertical direction in which the upper second coding unit 1020 a is split.

FIG. 11 illustrates a process, performed by an image decoding apparatus, of splitting a square coding unit when split shape mode information indicates that the square coding unit is to not be split into four square coding units, according to an embodiment.

According to an embodiment, the image decoding apparatus 100 may determine second coding units 1110 a and 1110 b, or 1120 a and 1120 b, etc. by splitting a first coding unit 1100, based on split shape mode information. The split shape mode information may include information about various methods of splitting a coding unit, but the information about various splitting methods may not include information for splitting a coding unit into four square coding units. According to such split shape mode information, the image decoding apparatus 100 may not split the square first coding unit 1100 into four square second coding units 1130 a, 1130 b, 1130 c, and 1130 d. The image decoding apparatus 100 may determine the non-square second coding units 1110 a and 1110 b, or 1120 a and 1120 b, etc., based on the split shape mode information.

According to an embodiment, the image decoding apparatus 100 may independently split the non-square second coding units 1110 a and 1110 b, or 1120 a and 1120 b, etc. Each of the second coding units 1110 a and 1110 b, or 1120 a and 1120 b, etc. may be recursively split in a predetermined order, and this splitting method may correspond to a method of splitting the first coding unit 1100, based on the split shape mode information.

For example, the image decoding apparatus 100 may determine square third coding units 1112 a and 1112 b by splitting the left second coding unit 1110 a in a horizontal direction, and may determine square third coding units 1114 a and 1114 b by splitting the right second coding unit 1110 b in a horizontal direction. Furthermore, the image decoding apparatus 100 may determine square third coding units 1116 a, 1116 b, 1116 c, and 1116 d by splitting both of the left and right second coding units 1110 a and 1110 b in a horizontal direction. In this case, coding units having the same shape as the four square second coding units 1130 a, 1130 b, 1130 c, and 1130 d split from the first coding unit 1100 may be determined.

As another example, the image decoding apparatus 100 may determine square third coding units 1122 a and 1122 b by splitting the upper second coding unit 1120 a in a vertical direction, and may determine square third coding units 1124 a and 1124 b by splitting the lower second coding unit 1120 b in a vertical direction. Furthermore, the image decoding apparatus 100 may determine square third coding units 1126 a, 1126 b, 1126 c, and 1126 d by splitting both the upper and lower second coding units 1120 a and 1120 b in a vertical direction. In this case, coding units having the same shape as the four square second coding units 1130 a, 1130 b, 1130 c, and 1130 d split from the first coding unit 1100 may be determined.

FIG. 12 illustrates that a processing order between a plurality of coding units may be changed depending on a process of splitting a coding unit, according to an embodiment.

According to an embodiment, the image decoding apparatus 100 may split a first coding unit 1200, based on split shape mode information. When a block shape indicates a square shape and the split shape mode information indicates to split the first coding unit 1200 in at least one of horizontal and vertical directions, the image decoding apparatus 100 may determine second coding units 1210 a and 1210 b, or 1220 a and 1220 b, etc. by splitting the first coding unit 1200. Referring to FIG. 12 , the non-square second coding units 1210 a and 1210 b, or 1220 a and 1220 b determined by splitting the first coding unit 1200 in only a horizontal direction or vertical direction may be independently split based on the split shape mode information of each coding unit. For example, the image decoding apparatus 100 may determine third coding units 1216 a, 1216 b, 1216 c, and 1216 d by splitting the second coding units 1210 a and 1210 b, which are generated by splitting the first coding unit 1200 in a vertical direction, in a horizontal direction, and may determine third coding units 1226 a, 1226 b, 1226 c, and 1226 d by splitting the second coding units 1220 a and 1220 b, which are generated by splitting the first coding unit 1200 in a horizontal direction, in a vertical direction. An operation of splitting the second coding units 1210 a and 1210 b, or 1220 a and 1220 b has been described above in relation to FIG. 11 , and thus detailed descriptions thereof will not be provided herein.

According to an embodiment, the image decoding apparatus 100 may process coding units in a predetermined order. An operation of processing coding units in a predetermined order has been described above in relation to FIG. 7 , and thus detailed descriptions thereof will not be provided herein. Referring to FIG. 12 , the image decoding apparatus 100 may determine four square third coding units 1216 a, 1216 b, 1216 c, and 1216 d, and 1226 a, 1226 b, 1226 c, and 1226 d by splitting the square first coding unit 1200. According to an embodiment, the image decoding apparatus 100 may determine processing orders of the third coding units 1216 a, 1216 b, 1216 c, and 1216 d, and 1226 a, 1226 b, 1226 c, and 1226 d based on a split shape by which the first coding unit 1200 is split.

According to an embodiment, the image decoding apparatus 100 may determine the third coding units 1216 a, 1216 b, 1216 c, and 1216 d by splitting the second coding units 1210 a and 1210 b generated by splitting the first coding unit 1200 in a vertical direction, in a horizontal direction, and may process the third coding units 1216 a, 1216 b, 1216 c, and 1216 d in a processing order 1217 for initially processing the third coding units 1216 a and 1216 c, which are included in the left second coding unit 1210 a, in a vertical direction and then processing the third coding unit 1216 b and 1216 d, which are included in the right second coding unit 1210 b, in a vertical direction.

According to an embodiment, the image decoding apparatus 100 may determine the third coding units 1226 a, 1226 b, 1226 c, and 1226 d by splitting the second coding units 1220 a and 1220 b generated by splitting the first coding unit 1200 in a horizontal direction, in a vertical direction, and may process the third coding units 1226 a, 1226 b, 1226 c, and 1226 d in a processing order 1227 for initially processing the third coding units 1226 a and 1226 b, which are included in the upper second coding unit 1220 a, in a horizontal direction and then processing the third coding unit 1226 c and 1226 d, which are included in the lower second coding unit 1220 b, in a horizontal direction.

Referring to FIG. 12 , the square third coding units 1216 a, 1216 b, 1216 c, and 1216 d, and 1226 a, 1226 b, 1226 c, and 1226 d may be determined by splitting the second coding units 1210 a and 1210 b, and 1220 a and 1220 b, respectively. Although the second coding units 1210 a and 1210 b are determined by splitting the first coding unit 1200 in a vertical direction differently from the second coding units 1220 a and 1220 b which are determined by splitting the first coding unit 1200 in a horizontal direction, the third coding units 1216 a, 1216 b, 1216 c, and 1216 d, and 1226 a, 1226 b, 1226 c, and 1226 d split therefrom eventually show same-shaped coding units split from the first coding unit 1200. As such, by recursively splitting a coding unit in different manners based on the split shape mode information, the image decoding apparatus 100 may process a plurality of coding units in different orders even when the coding units are eventually determined to be the same shape.

FIG. 13 illustrates a process of determining a depth of a coding unit as a shape and a size of the coding unit change, when the coding unit is recursively split such that a plurality of coding units are determined, according to an embodiment.

According to an embodiment, the image decoding apparatus 100 may determine the depth of the coding unit, based on a predetermined criterion. For example, the predetermined criterion may be the length of a long side of the coding unit. When the length of a long side of a coding unit before being split is 2n times (n>0) the length of a long side of a split current coding unit, the image decoding apparatus 100 may determine that a depth of the current coding unit is increased from a depth of the coding unit before being split, by n. In the following description, a coding unit having an increased depth is expressed as a coding unit of a deeper depth.

Referring to FIG. 13 , according to an embodiment, the image decoding apparatus 100 may determine a second coding unit 1302 and a third coding unit 1304 of deeper depths by splitting a square first coding unit 1300 based on block shape information indicating a square shape (e.g., the block shape information may be expressed as ‘0: SQUARE’). Assuming that the size of the square first coding unit 1300 is 2N×2N, the second coding unit 1302 determined by splitting a width and height of the first coding unit 1300 in ½ may have a size of N×N. Furthermore, the third coding unit 1304 determined by splitting a width and height of the second coding unit 1302 in ½ may have a size of N/2×N/2. In this case, a width and height of the third coding unit 1304 are ¼ times those of the first coding unit 1300. When a depth of the first coding unit 1300 is D, a depth of the second coding unit 1302, the width and height of which are ½ times those of the first coding unit 1300, may be D+1, and a depth of the third coding unit 1304, the width and height of which are ¼ times those of the first coding unit 1300, may be D+2.

According to an embodiment, the image decoding apparatus 100 may determine a second coding unit 1312 or 1322 and a third coding unit 1314 or 1324 of deeper depths by splitting a non-square first coding unit 1310 or 1320 based on block shape information indicating a non-square shape (e.g., the block shape information may be expressed as ‘1: NS_VER’ indicating a non-square shape, a height of which is longer than a width, or as ‘2: NS_HOR’ indicating a non-square shape, a width of which is longer than a height).

The image decoding apparatus 100 may determine the second coding unit 1302, 1312, or 1322 by splitting at least one of a width and height of the first coding unit 1310 having a size of N×2N. That is, the image decoding apparatus 100 may determine the second coding unit 1302 having a size of N×N or the second coding unit 1322 having a size of N×N/2 by splitting the first coding unit 1310 in a horizontal direction, or may determine the second coding unit 1312 having a size of N/2×N by splitting the first coding unit 1310 in horizontal and vertical directions.

According to an embodiment, the image decoding apparatus 100 may determine the second coding unit 1302, 1312, or 1322 by splitting at least one of a width and height of the first coding unit 1320 having a size of 2N×N. That is, the image decoding apparatus 100 may determine the second coding unit 1302 having a size of N×N or the second coding unit 1312 having a size of N/2×N by splitting the first coding unit 1320 in a vertical direction, or may determine the second coding unit 1322 having a size of N×N/2 by splitting the first coding unit 1320 in horizontal and vertical directions.

According to an embodiment, the image decoding apparatus 100 may determine the third coding unit 1304, 1314, or 1324 by splitting at least one of a width and height of the second coding unit 1302 having a size of N×N. That is, the image decoding apparatus 100 may determine the third coding unit 1304 having a size of N/2×N/2, the third coding unit 1314 having a size of N/4×N/2, or the third coding unit 1324 having a size of N/2×N/4 by splitting the second coding unit 1302 in vertical and horizontal directions.

According to an embodiment, the image decoding apparatus 100 may determine the third coding unit 1304, 1314, or 1324 by splitting at least one of a width and height of the second coding unit 1312 having a size of N/2×N. That is, the image decoding apparatus 100 may determine the third coding unit 1304 having a size of N/2×N/2 or the third coding unit 1324 having a size of N/2×N/4 by splitting the second coding unit 1312 in a horizontal direction, or may determine the third coding unit 1314 having a size of N/4×N/2 by splitting the second coding unit 1312 in vertical and horizontal directions.

According to an embodiment, the image decoding apparatus 100 may determine the third coding unit 1304, 1314, or 1324 by splitting at least one of a width and height of the second coding unit 1322 having a size of N×N/2. That is, the image decoding apparatus 100 may determine the third coding unit 1304 having a size of N/2×N/2 or the third coding unit 1314 having a size of N/4×N/2 by splitting the second coding unit 1322 in a vertical direction, or may determine the third coding unit 1324 having a size of N/2×N/4 by splitting the second coding unit 1322 in vertical and horizontal directions.

According to an embodiment, the image decoding apparatus 100 may split the square coding unit 1300, 1302, or 1304 in a horizontal or vertical direction. For example, the image decoding apparatus 100 may determine the first coding unit 1310 having a size of N×2N by splitting the first coding unit 1300 having a size of 2N×2N in a vertical direction, or may determine the first coding unit 1320 having a size of 2N×N by splitting the first coding unit 1300 in a horizontal direction. According to an embodiment, when a depth is determined based on the length of the longest side of a coding unit, a depth of a coding unit determined by splitting the first coding unit 1300 having a size of 2N×2N in a horizontal or vertical direction may be the same as the depth of the first coding unit 1300.

According to an embodiment, a width and height of the third coding unit 1314 or 1324 may be ¼ times those of the first coding unit 1310 or 1320. When a depth of the first coding unit 1310 or 1320 is D, a depth of the second coding unit 1312 or 1322, the width and height of which are ½ times those of the first coding unit 1310 or 1320, may be D+1, and a depth of the third coding unit 1314 or 1324, the width and height of which are ¼ times those of the first coding unit 1310 or 1320, may be D+2.

FIG. 14 illustrates depths that are determinable based on shapes and sizes of coding units, and part indexes (PIDs) that are for distinguishing the coding units, according to an embodiment.

According to an embodiment, the image decoding apparatus 100 may determine various-shape second coding units by splitting a square first coding unit 1400. Referring to FIG. 14 , the image decoding apparatus 100 may determine second coding units 1402 a and 1402 b, 1404 a and 1404 b, and 1406 a, 1406 b, 1406 c, and 1406 d by splitting the first coding unit 1400 in at least one of vertical and horizontal directions based on split shape mode information. That is, the image decoding apparatus 100 may determine the second coding units 1402 a and 1402 b, 1404 a and 1404 b, and 1406 a, 1406 b, 1406 c, and 1406 d, based on the split shape mode information of the first coding unit 1400.

According to an embodiment, depths of the second coding units 1402 a and 1402 b, 1404 a and 1404 b, and 1406 a, 1406 b, 1406 c, and 1406 d that are determined based on the split shape mode information of the square first coding unit 1400 may be determined based on the length of a long side thereof. For example, because the length of a side of the square first coding unit 1400 equals the length of a long side of the non-square second coding units 1402 a and 1402 b, and 1404 a and 1404 b, the first coding unit 1400 and the non-square second coding units 1402 a and 1402 b, and 1404 a and 1404 b may have the same depth, e.g., D. However, when the image decoding apparatus 100 splits the first coding unit 1400 into the four square second coding units 1406 a, 1406 b, 1406 c, and 1406 d based on the split shape mode information, because the length of a side of the square second coding units 1406 a, 1406 b, 1406 c, and 1406 d is ½ times the length of a side of the first coding unit 1400, a depth of the second coding units 1406 a, 1406 b, 1406 c, and 1406 d may be D+1 which is deeper than the depth D of the first coding unit 1400 by 1.

According to an embodiment, the image decoding apparatus 100 may determine a plurality of second coding units 1412 a and 1412 b, and 1414 a, 1414 b, and 1414 c by splitting a first coding unit 1410, a height of which is longer than a width, in a horizontal direction based on the split shape mode information. According to an embodiment, the image decoding apparatus 100 may determine a plurality of second coding units 1422 a and 1422 b, and 1424 a, 1424 b, and 1424 c by splitting a first coding unit 1420, a width of which is longer than a height, in a vertical direction based on the split shape mode information.

According to an embodiment, a depth of the second coding units 1412 a and 1412 b, and 1414 a, 1414 b, and 1414 c, or 1422 a and 1422 b, and 1424 a, 1424 b, and 1424 c, which is determined based on the split shape mode information of the non-square first coding unit 1410 or 1420, may be determined based on the length of a long side thereof. For example, because the length of a side of the square second coding units 1412 a and 1412 b is ½ times the length of a long side of the first coding unit 1410 having a non-square shape, a height of which is longer than a width, a depth of the square second coding units 1412 a and 1412 b is D+1 which is deeper than the depth D of the non-square first coding unit 1410 by 1.

Furthermore, the image decoding apparatus 100 may split the non-square first coding unit 1410 into an odd number of second coding units 1414 a, 1414 b, and 1414 c based on the split shape mode information. The odd number of second coding units 1414 a, 1414 b, and 1414 c may include the non-square second coding units 1414 a and 1414 c and the square second coding unit 1414 b. In this case, because the length of a long side of the non-square second coding units 1414 a and 1414 c and the length of a side of the square second coding unit 1414 b are ½ times the length of a long side of the first coding unit 1410, a depth of the second coding units 1414 a, 1414 b, and 1414 c may be D+1 which is deeper than the depth D of the non-square first coding unit 1410 by 1. The image decoding apparatus 100 may determine depths of coding units split from the first coding unit 1420 having a non-square shape, a width of which is longer than a height, by using the above-described method of determining depths of coding units split from the first coding unit 1410.

According to an embodiment, the image decoding apparatus 100 may determine PIDs for identifying split coding units, based on a size ratio between the coding units when an odd number of split coding units do not have equal sizes. Referring to FIG. 14 , the coding unit 1414 b of a center location among the odd number of split coding units 1414 a, 1414 b, and 1414 c may have a width equal to that of the other coding units 1414 a and 1414 c and a height which is two times that of the other coding units 1414 a and 1414 c. That is, in this case, the coding unit 1414 b at the center location may include two of the other coding unit 1414 a or 1414 c. Therefore, when a PID of the coding unit 1414 b at the center location is 1 based on a scan order, a PID of the coding unit 1414 c located next to the coding unit 1414 b may be increased by 2 and thus may be 3. That is, discontinuity in PID values may be present. According to an embodiment, the image decoding apparatus 100 may determine whether an odd number of split coding units do not have equal sizes, based on whether discontinuity is present in PIDs for identifying the split coding units.

According to an embodiment, the image decoding apparatus 100 may determine whether to use a specific splitting method, based on PID values for identifying a plurality of coding units determined by splitting a current coding unit. Referring to FIG. 14 , the image decoding apparatus 100 may determine the even number of coding units 1412 a and 1412 b or the odd number of coding units 1414 a, 1414 b, and 1414 c by splitting the first coding unit 1410 having a rectangular shape, a height of which is longer than a width. The image decoding apparatus 100 may use PIDs indicating respective coding units so as to identify the respective coding units. According to an embodiment, the PID may be obtained from a sample at a predetermined location of each coding unit (e.g., an upper-left sample).

According to an embodiment, the image decoding apparatus 100 may determine a coding unit at a predetermined location from among the split coding units, by using the PIDs for distinguishing the coding units. According to an embodiment, when the split shape mode information of the first coding unit 1410 having a rectangular shape, a height of which is longer than a width, indicates to split a coding unit into three coding units, the image decoding apparatus 100 may split the first coding unit 1410 into three coding units 1414 a, 1414 b, and 1414 c. The image decoding apparatus 100 may assign a PID to each of the three coding units 1414 a, 1414 b, and 1414 c. The image decoding apparatus 100 may compare PIDs of an odd number of split coding units to determine a coding unit at a center location from among the coding units. The image decoding apparatus 100 may determine the coding unit 1414 b having a PID corresponding to a middle value among the PIDs of the coding units, as the coding unit at the center location from among the coding units determined by splitting the first coding unit 1410. According to an embodiment, the image decoding apparatus 100 may determine PIDs for distinguishing split coding units, based on a size ratio between the coding units when the split coding units do not have equal sizes. Referring to FIG. 14 , the coding unit 1414 b generated by splitting the first coding unit 1410 may have a width equal to that of the other coding units 1414 a and 1414 c and a height which is two times that of the other coding units 1414 a and 1414 c. In this case, when the PID of the coding unit 1414 b at the center location is 1, the PID of the coding unit 1414 c located next to the coding unit 1414 b may be increased by 2 and thus may be 3. When the PID is not uniformly increased as described above, the image decoding apparatus 100 may determine that a coding unit is split into a plurality of coding units including a coding unit having a size different from that of the other coding units. According to an embodiment, when the split shape mode information indicates to split a coding unit into an odd number of coding units, the image decoding apparatus 100 may split a current coding unit in such a manner that a coding unit of a predetermined location among an odd number of coding units (e.g., a coding unit of a center location) has a size different from that of the other coding units. In this case, the image decoding apparatus 100 may determine the coding unit of the center location, which has a different size, by using PIDs of the coding units. However, the PIDs and the size or location of the coding unit of the predetermined location are not limited to the above-described examples, and various PIDs and various locations and sizes of coding units may be used.

According to an embodiment, the image decoding apparatus 100 may use a predetermined data unit where a coding unit starts to be recursively split.

FIG. 15 illustrates that a plurality of coding units are determined based on a plurality of predetermined data units included in a picture, according to an embodiment.

According to an embodiment, a predetermined data unit may be defined as a data unit where a coding unit starts to be recursively split by using split shape mode information. That is, the predetermined data unit may correspond to a coding unit of an uppermost depth, which is used to determine a plurality of coding units split from a current picture. In the following descriptions, for convenience of explanation, the predetermined data unit is referred to as a reference data unit.

According to an embodiment, the reference data unit may have a predetermined size and a predetermined shape. According to an embodiment, a reference coding unit may include M×N samples. Herein, M and N may be equal to each other, and may be integers expressed as powers of 2. That is, the reference data unit may have a square or non-square shape, and may be split into an integer number of coding units.

According to an embodiment, the image decoding apparatus 100 may split the current picture into a plurality of reference data units. According to an embodiment, the image decoding apparatus 100 may split the plurality of reference data units, which are split from the current picture, by using the split shape mode information of each reference data unit. The operation of splitting the reference data unit may correspond to a splitting operation using a quadtree structure.

According to an embodiment, the image decoding apparatus 100 may previously determine the minimum size allowed for the reference data units included in the current picture. Accordingly, the image decoding apparatus 100 may determine various reference data units having sizes equal to or greater than the minimum size, and may determine coding units by using the split shape mode information with reference to the determined reference data unit.

Referring to FIG. 15 , the image decoding apparatus 100 may use a square reference coding unit 1500 or a non-square reference coding unit 1502. According to an embodiment, the shapes and sizes of reference coding units may be determined based on various data units capable of including one or more reference coding units (e.g., sequences, pictures, slices, slice segments, tiles, tile groups, largest coding units, or the like).

According to an embodiment, the receiver 110 of the image decoding apparatus 100 may obtain, from a bitstream, at least one of reference coding unit shape information and reference coding unit size information with respect to each of the various data units. An operation of splitting the square reference coding unit 1500 into coding units has been described above in relation to the operation of splitting the current coding unit 300 of FIG. 3 , and an operation of splitting the non-square reference coding unit 1502 into coding units has been described above in relation to the operation of splitting the current coding unit 400 or 450 of FIG. 4 . Thus, detailed descriptions thereof will not be provided herein.

According to an embodiment, the image decoding apparatus 100 may use a PID for identifying the size and shape of reference coding units, to determine the size and shape of reference coding units according to some data units previously determined based on a predetermined condition. That is, the receiver 110 may obtain, from the bitstream, only the PID for identifying the size and shape of reference coding units with respect to each slice, slice segment, tile, tile group, or largest coding unit which is a data unit satisfying a predetermined condition (e.g., a data unit having a size equal to or smaller than a slice) among the various data units (e.g., sequences, pictures, slices, slice segments, tiles, tile groups, largest coding units, or the like). The image decoding apparatus 100 may determine the sizes and shapes of reference data units with respect to each data unit, which satisfies the predetermined condition, by using the PID. When the reference coding unit shape information and the reference coding unit size information are obtained from the bitstream and used according to each data unit having a relatively small size, efficiency of using the bitstream may not be high, and therefore, only the PID may be obtained and used instead of directly obtaining the reference coding unit shape information and the reference coding unit size information. In this case, at least one of the size and shape of reference coding units corresponding to the PID for identifying the size and shape of reference coding units may be previously determined. That is, the image decoding apparatus 100 may determine at least one of the size and shape of reference coding units included in a data unit serving as a unit for obtaining the PID, by selecting the previously determined at least one of the size and shape of reference coding units based on the PID.

According to an embodiment, the image decoding apparatus 100 may use one or more reference coding units included in a largest coding unit. That is, a largest coding unit split from a picture may include one or more reference coding units, and coding units may be determined by recursively splitting each reference coding unit. According to an embodiment, at least one of a width and height of the largest coding unit may be integer times at least one of the width and height of the reference coding units. According to an embodiment, the size of reference coding units may be obtained by splitting the largest coding unit n times based on a quadtree structure. That is, the image decoding apparatus 100 may determine the reference coding units by splitting the largest coding unit n times based on a quadtree structure, and may split the reference coding unit based on at least one of the block shape information and the split shape mode information according to various embodiments.

FIG. 16 illustrates a processing block serving as a unit for determining a determination order of reference coding units included in a picture, according to an embodiment.

According to an embodiment, the image decoding apparatus 100 may determine processing blocks split from a picture. The processing block is a data unit including reference coding units split from a picture, and the reference coding units included in the processing block may be determined according to a specific order. That is, a determination order of reference coding units determined in each processing block may correspond to one of various types of orders for determining reference coding units, and may vary depending on the processing block. The determination order of reference coding units, which is determined with respect to each processing block, may be one of various orders, e.g., raster scan order, Z-scan, N-scan, up-right diagonal scan, horizontal scan, and vertical scan, but is not limited to the above-mentioned scan orders.

According to an embodiment, the image decoding apparatus 100 may obtain processing block size information and may determine the size of one or more processing blocks included in the picture. The image decoding apparatus 100 may obtain the processing block size information from a bitstream and may determine the size of one or more processing blocks included in the picture. The size of processing blocks may be a predetermined size of data units, which is indicated by the processing block size information.

According to an embodiment, the receiver 110 of the image decoding apparatus 100 may obtain the processing block size information from the bitstream according to each specific data unit. For example, the processing block size information may be obtained from the bitstream in a data unit such as an image, sequence, picture, slice, slice segment, tile, or tile group. That is, the receiver 110 may obtain the processing block size information from the bitstream according to each of the various data units, and the image decoding apparatus 100 may determine the size of one or more processing blocks, which are split from the picture, by using the obtained processing block size information. The size of the processing blocks may be integer times that of the reference coding units.

According to an embodiment, the image decoding apparatus 100 may determine the size of processing blocks 1602 and 1612 included in the picture 1600. For example, the image decoding apparatus 100 may determine the size of processing blocks based on the processing block size information obtained from the bitstream. Referring to FIG. 16 , according to an embodiment, the image decoding apparatus 100 may determine a width of the processing blocks 1602 and 1612 to be four times the width of the reference coding units, and may determine a height of the processing blocks 1602 and 1612 to be four times the height of the reference coding units. The image decoding apparatus 100 may determine a determination order of reference coding units in one or more processing blocks.

According to an embodiment, the image decoding apparatus 100 may determine the processing blocks 1602 and 1612, which are included in the picture 1600, based on the size of processing blocks, and may determine a determination order of reference coding units in the processing blocks 1602 and 1612. According to an embodiment, determination of reference coding units may include determination of the size of the reference coding units.

According to an embodiment, the image decoding apparatus 100 may obtain, from the bitstream, determination order information of reference coding units included in one or more processing blocks, and may determine a determination order with respect to the one or more reference coding units based on the obtained determination order information. The determination order information may be defined as an order or direction for determining the reference coding units in the processing block. That is, the determination order of reference coding units may be independently determined with respect to each processing block.

According to an embodiment, the image decoding apparatus 100 may obtain, from the bitstream, the determination order information of reference coding units according to each specific data unit. For example, the receiver 110 may obtain the determination order information of reference coding units from the bitstream according to each data unit such as an image, sequence, picture, slice, slice segment, tile, tile group, or processing block. Because the determination order information of reference coding units indicates an order for determining reference coding units in a processing block, the determination order information may be obtained with respect to each specific data unit including an integer number of processing blocks.

According to an embodiment, the image decoding apparatus 100 may determine reference coding units based on the determined determination order.

According to an embodiment, the receiver 110 may obtain the determination order information of reference coding units from the bitstream as information related to the processing blocks 1602 and 1612, and the image decoding apparatus 100 may determine a determination order of reference coding units included in the processing blocks 1602 and 1612 and determine reference coding units, which are included in the picture 1600, based on the determination order. Referring to FIG. 16 , the image decoding apparatus 100 may determine determination orders 1604 and 1614 of reference coding units in the processing blocks 1602 and 1612, respectively. For example, when the determination order information of reference coding units is obtained with respect to each processing block, different types of the determination order information of reference coding units may be obtained for the processing blocks 1602 and 1612. When the determination order 1604 of reference coding units in the processing block 1602 is a raster scan order, the reference coding units included in the processing block 1602 may be determined according to a raster scan order. On the contrary, when the determination order 1614 of reference coding units in the other processing block 1612 is a backward raster scan order, reference coding units included in the processing block 1612 may be determined according to the backward raster scan order.

According to an embodiment, the image decoding apparatus 100 may decode the determined reference coding units. The image decoding apparatus 100 may decode an image, based on the reference coding units determined as described above. A method of decoding the reference coding units may include various image decoding methods.

According to an embodiment, the image decoding apparatus 100 may obtain block shape information indicating the shape of a current coding unit or split shape mode information indicating a splitting method of the current coding unit, from the bitstream, and may use the obtained information. The split shape mode information may be included in the bitstream related to various data units. For example, the image decoding apparatus 100 may use the split shape mode information included in a sequence parameter set, a picture parameter set, a video parameter set, a slice header, a slice segment header, a tile header, or a tile group header. Furthermore, the image decoding apparatus 100 may obtain, from the bitstream, a syntax element corresponding to the block shape information or the split shape mode information according to each largest coding unit, each reference coding unit, or each processing block, and may use the obtained syntax element.

Hereinafter, a method of determining a split rule, according to an embodiment of the disclosure will be described in detail.

The image decoding apparatus 100 may determine a split rule of an image. The split rule may be predetermined between the image decoding apparatus 100 and the image encoding apparatus. The image decoding apparatus 100 may determine the split rule of the image, based on information obtained from a bitstream. The image decoding apparatus 100 may determine the split rule based on the information obtained from at least one of a sequence parameter set, a picture parameter set, a video parameter set, a slice header, a slice segment header, a tile header, and a tile group header. The image decoding apparatus 100 may determine the split rule differently according to frames, slices, tiles, temporal layers, largest coding units, or coding units.

The image decoding apparatus 100 may determine the split rule based on a block shape of a coding unit. The block shape may include a size, a shape, a ratio of width and height, and a direction of the coding unit. The image encoding apparatus and the image decoding apparatus 100 may pre-determine to determine the split rule based on the block shape of the coding unit. However, the embodiment is not limited thereto. The image decoding apparatus 100 may determine the split rule based on the information obtained from the bitstream received from the image encoding apparatus.

The shape of the coding unit may include a square and a non-square. When the lengths of the width and height of the coding unit are the same, the image decoding apparatus 100 may determine the shape of the coding unit to be a square. Also, when the lengths of the width and height of the coding unit are not the same, the image decoding apparatus 100 may determine the shape of the coding unit to be a non-square.

The size of the coding unit may include various sizes, such as 4×4, 8×4, 4×8, 8×8, 16×4, 16×8, and to 256×256. The size of the coding unit may be classified based on the length of a long side of the coding unit, the length of a short side of the coding unit, or the area of the coding unit. The image decoding apparatus 100 may apply the same split rule to coding units classified as the same group. For example, the image decoding apparatus 100 may classify coding units having the same lengths of the long sides as having the same size. Also, the image decoding apparatus 100 may apply the same split rule to coding units having the same lengths of long sides.

The ratio of the width and height of the coding unit may include 1:2, 2:1, 1:4, 4:1, 1:8, 8:1, 1:16, 16:1, 32:1, 1:32, or the like. Also, a direction of the coding unit may include a horizontal direction and a vertical direction. The horizontal direction may indicate a case in which the length of the width of the coding unit is longer than the length of the height of the coding unit. The vertical direction may indicate a case in which the length of the width of the coding unit is shorter than the length of the height of the coding unit.

The image decoding apparatus 100 may adaptively determine the split rule based on the size of the coding unit. The image decoding apparatus 100 may differently determine an allowable split shape mode based on the size of the coding unit. For example, the image decoding apparatus 100 may determine whether splitting is allowed based on the size of the coding unit. The image decoding apparatus 100 may determine a split direction according to the size of the coding unit. The image decoding apparatus 100 may determine an allowable split type according to the size of the coding unit.

The split rule determined based on the size of the coding unit may be a split rule predetermined between the image encoding apparatus and the image decoding apparatus 100. Also, the image decoding apparatus 100 may determine the split rule based on the information obtained from the bitstream.

The image decoding apparatus 100 may adaptively determine the split rule based on a location of the coding unit. The image decoding apparatus 100 may adaptively determine the split rule based on the location of the coding unit in the image.

Also, the image decoding apparatus 100 may determine the split rule such that coding units generated via different splitting paths do not have the same block shape. However, an embodiment is not limited thereto, and the coding units generated via different splitting paths have the same block shape. The coding units generated via the different splitting paths may have different decoding processing orders. Because the decoding processing orders is described above with reference to FIG. 12 , details thereof are not provided again.

Hereinafter, with reference to FIGS. 17 to 20 , a method and apparatus for encoding or decoding a video according to an embodiment disclosed in the present specification will now be described. The method and apparatus involve obtaining an initial value of a predetermined context model for a syntax element, determining, based on the initial value, slope size information, slope sign information, offset size information, and offset sign information of the context model, determining an initial probability of the context model, based on the slope size information, the slope sign information, the offset size information, the offset sign information, and a quantization parameter, obtaining at least one bin of a symbol indicating the syntax element by performing CABAC decoding, based on the initial probability of the context model, and reconstructing a video, based on the at least one bin.

FIG. 17 is a block diagram of a video encoding apparatus according to an embodiment.

A video encoding apparatus 1700 according to an embodiment may include a memory 1710, and at least one processor 1720 connected to the memory 1710. Operations of the video encoding apparatus 1700 according to an embodiment may be performed by individual processors or under a control by a central processor. Also, the memory 1710 of the video encoding apparatus 1700 may store data received from an external source, and data generated by the processor, e.g., slope size information, slope sign information, offset size information, offset sign information, and the like of a context model.

The processor 1720 of the video encoding apparatus 1700 may generate a symbol indicating a syntax element by encoding a video, may obtain an initial value of a predetermined context model for at least one bin of the symbol, may determine, based on the initial value, slope size information, slope sign information, offset size information, and offset sign information of the context model, may determine an initial probability of the context model, based on the slope size information, the slope sign information, the offset size information, the offset sign information, and a quantization parameter, may perform CABAC encoding, based on the initial probability of the context model, and may generate a bitstream including a bit string with respect to the syntax element, based on a result of the CABAC encoding.

Hereinafter, with reference to FIG. 18 , detailed operations of a video encoding method will now be described, in which the video encoding apparatus 1700 may generate a symbol indicating a syntax element by encoding a video, may obtain an initial value of a predetermined context model for at least one bin of the symbol, may determine, based on the initial value, slope size information, slope sign information, offset size information, and offset sign information of the context model, may determine an initial probability of the context model, based on the slope size information, the slope sign information, the offset size information, the offset sign information, and a quantization parameter, may perform CABAC encoding, based on the initial probability of the context model, and may generate a bitstream including a bit string with respect to the syntax element, based on a result of the CABAC encoding.

FIG. 18 is a flowchart illustrating a video encoding method according to an embodiment.

Referring to FIG. 18 , in operation S1810, the video encoding apparatus 1700 may generate a symbol indicating a syntax element by encoding a video.

In operation S1820, the video encoding apparatus 1700 may obtain an initial value of a predetermined context model for at least one bin of the symbol.

According to an embodiment, the initial value may be obtained when a current coding unit including the syntax element is a first coding unit of a tile including the first coding unit. That is, when it is the syntax element of the first coding unit of the tile, initialization of a probability of the context model may be performed.

According to another embodiment, the initial value may be obtained when a current coding unit including the syntax element is a first coding unit of a picture including the current coding unit.

According to another embodiment, the initial value may be obtained when a current coding unit including the syntax element is a first coding unit of a slice including the current coding unit.

According to another embodiment, the initial value may be obtained when a current coding unit including the syntax element is a first coding unit of a coding unit row.

According to an embodiment, the initial value may be determined based on a type of a syntax element and a slice type. That is, a predetermined value may be obtained as the initial value, according to the type of the syntax element and the slice type.

In operation S1830, the video encoding apparatus 1700 may determine slope size information, slope sign information, offset size information, and offset sign information of the context model, based on the initial value.

According to an embodiment, the slope size information may be expressed as 3 bits, the slope sign information may be expressed as 1 bit, the offset size information may be expressed as 5 bits, and the offset sign information may be expressed as 1 bit.

In operation S1840, the video encoding apparatus 1700 may determine an initial probability of the context model, based on the slope size information, the slope sign information, the offset size information, the offset sign information, and a quantization parameter.

According to an embodiment, the slope size information and the offset size information may be scaled according to a predetermined value.

In operation S1850, the video encoding apparatus 1700 may perform CABAC encoding, based on the initial probability of the context model.

According to an embodiment, the performing of the CABAC encoding, based on the initial probability of the context model, may include updating a probability of the context model, based on the initial probability of the context model.

In operation S1860, the video encoding apparatus 1700 may generate a bitstream including a bit string with respect to the syntax element, based on a result of the CABAC encoding.

According to an embodiment, the generating of the symbol indicating the syntax element by encoding the video may include performing binarization on the syntax element and, as a result of the binarization, generating the symbol indicating the syntax element.

FIGS. 19 and 20 illustrate a block diagram of a video decoding apparatus according to an embodiment and a flowchart of a video decoding method according to an embodiment, respectively corresponding to the video encoding apparatus and the video encoding method described above.

FIG. 19 illustrates a block diagram of the video decoding apparatus according to an embodiment.

A video decoding apparatus 1900 according to an embodiment may include a memory 1910, and at least one processor 1920 connected to the memory 1910. Operations of the video decoding apparatus 1900 according to an embodiment may be performed by individual processors or under a control by a central processor. Also, the memory 1910 of the video decoding apparatus 1900 may store data received from an external source, and data generated by the processor, e.g., slope size information, slope sign information, offset size information, offset sign information, and the like of a context model.

The processor 1920 of the video decoding apparatus 1900 may obtain an initial value of a predetermined context model for a syntax element, may determine, based on the initial value, slope size information, slope sign information, offset size information, and offset sign information of the context model, may determine an initial probability of the context model, based on the slope size information, the slope sign information, the offset size information, the offset sign information, and a quantization parameter, may obtain at least one bin of a symbol indicating the syntax element by performing CABAC decoding, based on the initial probability of the context model, and may reconstruct a video, based on the at least one bin.

Hereinafter, with reference to FIG. 20 , detailed operations of a video decoding method will now be described, in which the video decoding apparatus 1900 may obtain an initial value of a predetermined context model for a syntax element, may determine, based on the initial value, slope size information, slope sign information, offset size information, and offset sign information of the context model, may determine an initial probability of the context model, based on the slope size information, the slope sign information, the offset size information, the offset sign information, and a quantization parameter, may obtain at least one bin of a symbol indicating the syntax element by performing CABAC decoding, based on the initial probability of the context model, and may reconstruct a video, based on the at least one bin.

FIG. 20 illustrates a flowchart of the video decoding method according to an embodiment.

Referring to FIG. 20 , in operation S2010, the video decoding apparatus 1900 may obtain an initial value of a predetermined context model for a syntax element.

According to an embodiment, the initial value may be obtained when a current coding unit including the syntax element is a first coding unit of a tile including the current coding unit. That is, when it is the syntax element of the first coding unit of the tile, initialization of a probability of the context model may be performed.

According to another embodiment, the initial value may be obtained when a current coding unit including the syntax element is a first coding unit of a picture including the current coding unit.

According to another embodiment, the initial value may be obtained when a current coding unit including the syntax element is a first coding unit of a slice including the current coding unit.

According to another embodiment, the initial value may be obtained when a current coding unit including the syntax element is a first coding unit of a coding unit row.

According to an embodiment, the initial value may be determined based on a type of a syntax element and a slice type. That is, a predetermined value may be obtained as the initial value, according to the type of the syntax element and the slice type.

In operation S2020, the video decoding apparatus 1900 may determine slope size information, slope sign information, offset size information, and offset sign information of the context model, based on the initial value.

According to an embodiment, the slope size information may be expressed as 3 bits, the slope sign information may be expressed as 1 bit, the offset size information may be expressed as 5 bits, and the offset sign information may be expressed as 1 bit.

In operation S2030, the video decoding apparatus 1900 may determine an initial probability of the context model, based on the slope size information, the slope sign information, the offset size information, the offset sign information, and a quantization parameter.

In operation S2040, the video decoding apparatus 1900 may obtain at least one bin indicating the syntax element by performing CABAC decoding, based on the initial probability of the context model.

According to an embodiment, the obtaining of the at least one bin indicating the syntax element by performing the CABAC decoding, based on the initial probability of the context model, may include updating a probability of the context model, based on the initial probability of the context model.

In operation S2050, the video decoding apparatus 1900 may reconstruct a video, based on the at least one bin.

According to an embodiment, the reconstructing of the video, based on the at least one bin, may include performing inverse binarization on the at least one bin and reconstructing the video, based on the syntax element obtained as a result of the inverse binarization.

FIG. 21 is a diagram for describing an appropriate probability model according to a probability distribution of a particular bin.

In video coding, a bin may be coded by using a CABAC engine, and in particular, when a probability that a particular bin is 1 or 0 is very high or very low, a coding efficiency of a codec may be improved. When performing CABAC encoding or decoding, the CABAC engine may store information about an individual probability model with respect to a probability that the particular bin is 1 or 0. When a CABAC encoding or decoding procedure is started, there are no statistics for determining such probability, and thus, it is required to determine an initial probability. The initial probability is hard-coded. Also, it is observed that the probability is dependent on a quantization parameter.

Referring to FIG. 21 , an X-axis represents a quantization parameter, a Y-axis represents a probability, and 8192 of the Y-axis corresponds to a probability of 1. Points marked on FIG. 21 indicate a probability distribution of a particular bin according to a quantization parameter. Based on the probability distribution, a linear model being appropriate to obtain an initial probability, based on the quantization parameter may be determined. A straight line of FIG. 21 represents the appropriate linear model. The linear model may be expressed as a linear equation, and in order to express the linear equation, parameters of a slope and an offset are required. When it is assumed that the slope is m and the offset is c, a probability of each context model may be expressed as P=clip(m*QP+c). Such parameters for CABAC initialization are required to be stored in codec specification and expressed, and thus, the parameters have to be expressed in a compact way, regardless of an effect on performance. To do so, a method of expressing the parameters for CABAC initialization will be described below with reference to FIGS. 22A and 22B.

FIG. 22A is a diagram for describing an example of bits allocated to a slope and an offset of a linear equation to determine an initial probability of a context model, and FIG. 22B is a diagram for describing another example of bits allocated to a slope and an offset of a linear equation to determine an initial probability of a context model.

In FIGS. 22A and 22B, information about a slope and an offset which are initialization parameters may be expressed as a 10-bit value. A size of a bit with respect to an absolute value size of the slope and the offset may be determined according to precision.

Referring to FIG. 22A, a size of the offset is expressed as 5 bits, a sign of the offset is expressed as 1 bit, a size of the slope is expressed as 3 bits, and a sign of the slope is expressed as 1 bit. An initial value to be described below in FIGS. 23 to 26 will be described based on an initial value of FIG. 22A.

Referring to FIG. 22B, a size of the offset is expressed as 6 bits, a sign of the offset is expressed as 1 bit, a size of the slope is expressed as 2 bits, and a sign of the slope is expressed as 1 bit.

FIG. 23 is a diagram for describing an example of a procedure of determining a slope and an offset of a linear equation to determine an initial probability of a context model.

Referring to FIG. 23 , ctx_init_model that is a 10-bit value indicating initial parameters is obtained, and according to calculation using a 10-bit initial value, a slope size of 3 bits, a slope sign of 1 bit, an offset size of 5 bits, and an offset sign of 1 bit are determined. In particular, the slope size of 3 bits is obtained according to calculation of (tmp & 0b1110), the slope sign of 1 bit is obtained according to calculation of ‘m=(tmp & 0b1)?−m:m’, the offset size of 5 bits is obtained according to calculation of ‘tmp=*(ctx_init_model)>>SLOPE_BITS’ and (tmp & 0m111110), and the offset sign of 1 bit is obtained according to calculation of ‘c=(tmp & 0b1)?−c:c’. In order to increase precision in calculation, the slope may be scaled to an original unit through shift operation, and the offset may be scaled to an original unit through shift operation, may added 4096, and then may be symmetrically expressed with respect to a probability of 0.5.

FIG. 24 is a diagram for describing another example of a procedure of determining a slope and an offset of a linear equation to determine an initial probability of a context model.

Referring to FIG. 24 , calculations expressed in FIG. 23 may be further simply expressed. By using initValue indicating an initial parameter, valSlope indicating a slope size of 3 bits and a slope sign of 1 bit and valOffset indicating an offset size of 5 bits and an offset sign of 1 bit are determined.

In particular, a 3-bit value indicating the slope size from among a 10-bit initial value is obtained through calculation of (initValue & 14), and a slope value is scaled to an original unit through calculation of ‘<<4’ to increase precision in calculation, such that a size of valSlope is determined, a 1-bit value indicating the slope sign from among the 10-bit initial value is obtained through calculation of (initValue & 1), and the slope sign of valSlope is determined through calculation of ‘valSlope=(initValue & 1)?-valSlope:valSlope. Also, a 5-bit value indicating the offset size from among the 10-bit initial value is obtained through calculation of ‘(initValue>>4) & 62’, the offset size is expressed as an original unit through calculation of ‘<<7’ to increase precision in calculation, a 1-bit value indicating the offset sign is obtained through calculation of ((initValue>>4) & 1), and the offset sign is determined through calculation of ‘((initValue>>4) & 1)?−valOffset:valOffset’. Afterward, a value of 4096 is added to the offset, such that the offset may be expressed in a symmetrical way with respect to a probability of 0.5.

When the 10-bit initial value is 0, an initial probability may be set as 0.5, regardless of a quantization parameter.

FIG. 25 is a diagram for describing an example of a procedure of determining an initial probability of a context model according to a slope and an offset of a linear equation to determine an initial probability of a context model, and a quantization parameter.

Referring to FIG. 25 , preValState that is an initial probability in the range of 1 to 511 is determined according to Equation of Clip3(1, 511, (valSlope*slice_qp+valOffset)>>4) using valSlope indicating a size and sign of a slope and valOffset indicating a size and sign of an offset, which are determined based on an 10-bit initial value, and a quantization parameter of slice_qp. In this regard, to allow both 2 states of MPS and LPS to exist, preValState is clipped to the range of 1 to 511. This is because only one state exists when it is determined as a value of 0 or 512. Afterward, whether an initial probability is a most probable state (MPS) is determined according to Equation of preValState>256? 0:1, and a least probable state (LPS) is determined according to Equation of ‘valState=valMps? preValState:(512-preValState)’. Through this procedure, valState that is the initial probability is expressed as an LPS. Finally, the initial probability is expressed as 9 bits.

After a probability of the context model is initialized, CABAC encoding or decoding is performed, such that valMps and valState are updated. In particular, when a current bin value is equal to valMps, a value of valState is decreased, and when the current bin value is different from valMps, the value of valState is increased.

When CABAC encoding or decoding is performed, a CABAC engine may be expressed as 14 bits. That is, a range of expression of a probability is 9 bits whereas the CABAC engine is expressed as 14 bits. In particular, CABAC decoding may be performed by reading 14 bits from a bitstream. As an expression range of the CABAC engine is set as 14 bits, deterioration in performance does not occur.

Also, when CABAC encoding or decoding is performed, if an encoding or decoding range is equal to or less than 8192, renormalization is required. In this regard, the CABAC engine additionally reads a 1-bit value for the renormalization.

FIG. 26 is a diagram for describing another example of a procedure of determining a slope and an offset of a linear equation to determine an initial probability of a context model.

Referring to FIG. 26 , by using initValue indicating an initial parameter, valSlope indicating a slope size of 3 bits and a slope sign of 1 bit and valOffset indicating an offset size of 5 bits and an offset sign of 1 bit are determined.

In particular, a 3-bit value indicating the slope size from among a 10-bit initial value is obtained through calculation of (initValue & 14), and a slope value is scaled to an original unit through calculation of ‘<<3’ to increase precision in calculation, such that a size of valSlope is determined, a 1-bit value indicating the slope sign from among the 10-bit initial value is obtained through calculation of (initValue & 1), and the slope sign of valSlope is determined through calculation of ‘valSlope=(initValue & 1)?-valSlope:valSlope. Also, a 5-bit value indicating the offset size from among the 10-bit initial value is obtained through calculation of ‘(initValue>>4) & 62’, the offset size is expressed as an original unit through calculation of ‘<<7’ to increase precision in calculation, a 1-bit value indicating the offset sign is obtained through calculation of ((initValue>>4) & 1), and the offset sign is determined through calculation of ‘((initValue>>4) & 1)?-valOffset:valOffset’. Afterward, a value of 2048 is added to the offset, such that the offset may be expressed in a symmetrical way with respect to a probability of 0.5.

The disclosure has been particularly shown and described with reference to embodiments thereof. In this regard, it will be understood by one of ordinary skill in the art that various changes in form and details may be made therein without departing from the scope of the disclosure. Therefore, the embodiments should be considered in a descriptive sense only and not for purposes of limitation. The scope of the disclosure is defined not by the detailed descriptions of the disclosure but by the following claims, and all differences within the scope will be construed as being included in the disclosure.

The above-described embodiments of the disclosure can be implemented as a program executable on a computer, and can be implemented in general-use digital computers that execute the program by using a computer-readable recording medium. Examples of the computer-readable recording medium include magnetic storage media (e.g., ROM, floppy disks, hard disks, etc.), optical recording media (e.g., CD-ROMs, or DVDs), or the like. The computer-readable recording medium may be provided in the form of a non-transitory storage medium. Here, the ‘non-transitory storage medium’ denotes a tangible device and does not contain a signal (for example, electromagnetic waves). 

What is claimed is:
 1. A video decoding method comprising: obtaining a 10-bit initial value of a context model for a syntax element; determining, based on the 10-bit initial value, slope size information, slope sign information, offset size information, and offset sign information of the context model; determining an initial probability of the context model, based on the slope size information, the slope sign information, the offset size information, the offset sign information, and a quantization parameter; obtaining at least one bin of a symbol indicating the syntax element by performing context adaptive binary arithmetic coding (CABAC) decoding based on the initial probability of the context model; and reconstructing a video based on the at least one bin, wherein the slope size information is determined using three bits from the 10-bit initial value, wherein the slope sign information is determined using one bit from the 10-bit initial value, wherein the offset size information is determined using five bits from the 10-bit initial value, and wherein the offset sign information is determined using one bit from the 10-bit initial value.
 2. A video encoding method comprising: generating a symbol indicating a syntax element by encoding a video; obtaining a 10-bit initial value of a context model for at least one bin of the symbol; determining, based on the 10-bit initial value, slope size information, slope sign information, offset size information, and offset sign information of the context model; determining an initial probability of the context model, based on the slope size information, the slope sign information, the offset size information, the offset sign information, and a quantization parameter; performing context adaptive binary arithmetic coding (CABAC) encoding based on the initial probability of the context model; and generating a bitstream comprising a bit string with respect to the syntax element based on a result of the CABAC encoding, wherein the slope size information is determined using three bits from the 10-bit initial value, wherein the slope sign information is determined using one bit from the 10-bit initial value, wherein the offset size information is determined using five bits from the 10-bits initial value, and wherein the offset sign information is determined using one bit from the 10-bit initial value.
 3. A video decoding apparatus comprising: a memory storing instructions; and at least one processor configured to execute the instructions to: obtain, from a bitstream, a 10-bit initial value of a context model for a syntax element; determine, based on the 10-bit initial value, slope size information, slope sign information, offset size information, and offset sign information of the context model; determine an initial probability of the context model, based on the slope size information, the slope sign information, the offset size information, the offset sign information, and a quantization parameter; obtain at least one bin of a symbol indicating the syntax element by performing context adaptive binary arithmetic coding (CABAC) decoding based on the initial probability of the context model; and reconstruct a video based on the at least one bin, wherein the slope size information is determined using three bits from the 10-bit initial value, wherein the slope sign information is determined using one bit from the 10-bit initial value, wherein the offset size information is determined using five bits from the 10-bit initial value, and wherein the offset sign information is determined using one bit from the 10-bit initial value.
 4. A non-transitory computer-readable medium for recording a bitstream, the bitstream comprising: a bit string with respect to a syntax element, wherein the bit string is obtained by: generating a symbol indicating the syntax element by encoding a video; obtaining a 10-bit initial value of a context model for at least one bin of the symbol; determining, based on the 10-bit initial value, slope size information, slope sign information, offset size information, and offset sign information of the context model; determining an initial probability of the context model, based on the slope size information, the slope sign information, the offset size information, the offset sign information, and a quantization parameter; performing context adaptive binary arithmetic coding (CABAC) encoding based on the initial probability of the context model; and generating the bitstream comprising the bit string with respect to the syntax element based on a result of the CABAC encoding, wherein the slope size information is determined using three bits from the 10-bit initial value, wherein the slope sign information is determined using one bit from the 10-bit initial value, wherein the offset size information is determined using five bits from the 10-bit initial value, and wherein the offset sign information is determined using one bit from the 10-bit initial value. 